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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXS icon
6901
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.93B
– –
0
– –
TMV icon
6902
PUT
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
$51K ﹤0.01%
280
-4,480
-94% -$776K
YINN icon
6903
Direxion Daily FTSE China Bull 3X ETF
YINN
$782M
$51K ﹤0.01%
85
+45
+113% +$28.5K
FFNW
6904
DELISTED
First Financial Northwest, Inc
FFNW
$51K ﹤0.01%
4,916
-168
-3% -$1.78K
SRC
6905
CALL
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$51K ﹤0.01%
+1,160
New +$51.2K
CSII
6906
CALL
DELISTED
Cardiovascular Systems, Inc.
CSII
$51K ﹤0.01%
1,500
+200
+15% +$5.82K
TEN
6907
PUT
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$51K ﹤0.01%
900
+100
+13% +$5.44K
PKD
6908
DELISTED
Parker Drilling Company
PKD
$51K ﹤0.01%
422
+324
+331% +$36K
DFBG
6909
DELISTED
Differential Brands Group Inc
DFBG
$51K ﹤0.01%
1,558
+741
+91% +$24.6K
XLS
6910
CALL
DELISTED
EXELIS INC COM STK
XLS
$51K ﹤0.01%
2,892
-1,178
-29% -$18.7K
HLSS
6911
CALL
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$51K ﹤0.01%
2,200
+1,800
+450% +$41.5K
NUJ
6912
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$51K ﹤0.01%
4,150
-3,643
-47% -$44.4K
DFZ
6913
DELISTED
BARRY (R.G.) CORPORATION
DFZ
$51K ﹤0.01%
2,661
-842
-24% -$16.1K
VLP
6914
DELISTED
Valero Energy Partners LP
VLP
$51K ﹤0.01%
+1,485
New +$44.7K
AEG icon
6915
CALL
Aegon
AEG
$14B
$50K ﹤0.01%
7,807
+3,535
+83% +$20.1K
CTS icon
6916
CTS Corp
CTS
$1.83B
$50K ﹤0.01%
2,527
-3,307
-57% -$59.1K
FBIN icon
6917
PUT
Fortune Brands Innovations
FBIN
$5.88B
$50K ﹤0.01%
1,287
+585
+83% +$21.1K
FC icon
6918
Franklin Covey
FC
$242M
$50K ﹤0.01%
2,517
-29
-1% -$565
GPC icon
6919
PUT
Genuine Parts
GPC
$17.1B
$50K ﹤0.01%
600
-1,600
-73% -$129K
HSII
6920
DELISTED
Heidrick & Struggles
HSII
$50K ﹤0.01%
2,478
-4,247
-63% -$78.5K
IAG icon
6921
CALL
IAMGOLD
IAG
$8.2B
$50K ﹤0.01%
15,100
+600
+4% +$2.6K
LXU icon
6922
LSB Industries
LXU
$783M
$50K ﹤0.01%
1,559
-2,882
-65% -$74.6K
NMM icon
6923
CALL
Navios Maritime Partners
NMM
$2.3B
$50K ﹤0.01%
173
-774
-82% -$190K
ORI icon
6924
PUT
Old Republic International
ORI
$10.5B
$50K ﹤0.01%
2,900
+400
+16% +$6.57K
SNCR
6925
CALL
DELISTED
Synchronoss Technologies
SNCR
$50K ﹤0.01%
178
+111
+166% +$33.6K
275 276
277
278 279

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.