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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XL
6876
PUT
DELISTED
XL Group Ltd.
XL
$49K ﹤0.01%
1,600
-100
-6% -$3.11K
PXSC
6877
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$49K ﹤0.01%
1,610
-489
-23% -$14.6K
BIO.B icon
6878
Bio-Rad Laboratories Class B
BIO.B
$9.02B
$48K ﹤0.01%
412
+175
+74% +$20.6K
BWEN icon
6879
Broadwind
BWEN
$117M
$48K ﹤0.01%
6,070
+5,352
+745% +$31K
CALM icon
6880
PUT
Cal-Maine
CALM
$3.98B
$48K ﹤0.01%
+2,000
New +$48.5K
CNP icon
6881
PUT
CenterPoint Energy
CNP
$27.4B
$48K ﹤0.01%
2,000
-1,200
-38% -$28.6K
FXB icon
6882
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.6M
$48K ﹤0.01%
+300
New +$45.9K
GES
6883
PUT
DELISTED
Guess Inc
GES
$48K ﹤0.01%
1,600
-9,200
-85% -$288K
GGT
6884
Gabelli Multimedia Trust
GGT
$171M
$48K ﹤0.01%
5,227
+2,150
+70% +$19.8K
ICFI icon
6885
ICF International
ICFI
$1.56B
$48K ﹤0.01%
1,351
-777
-37% -$26.2K
MOV icon
6886
CALL
Movado Group
MOV
$879M
$48K ﹤0.01%
+1,100
New +$43.1K
MZZ icon
6887
ProShares UltraShort MidCap400
MZZ
$2.37M
$48K ﹤0.01%
190
+152
+400% +$40.5K
NEO icon
6888
NeoGenomics
NEO
$2.09B
$48K ﹤0.01%
16,183
+11,374
+237% +$32K
O icon
6889
PUT
Realty Income
O
$58.7B
$48K ﹤0.01%
1,238
-2,890
-70% -$117K
PSA icon
6890
CALL
Public Storage
PSA
$61B
$48K ﹤0.01%
300
-3,100
-91% -$491K
SPR
6891
PUT
DELISTED
Spirit AeroSystems
SPR
$48K ﹤0.01%
2,000
– –
TMF icon
6892
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.18B
$48K ﹤0.01%
394
-754
-66% -$90.5K
INDT
6893
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$48K ﹤0.01%
1,485
-2,232
-60% -$69.6K
VCO
6894
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$48K ﹤0.01%
+1,305
New +$49K
LBF
6895
DELISTED
Deutsche Global High Incm Fund
LBF
$48K ﹤0.01%
5,996
+993
+20% +$7.86K
JIVE
6896
PUT
DELISTED
Jive Software, Inc.
JIVE
$48K ﹤0.01%
3,800
+200
+6% +$2.87K
PLKI
6897
CALL
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$48K ﹤0.01%
1,100
-94,900
-99% -$3.77M
RSE
6898
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$48K ﹤0.01%
2,338
-11,435
-83% -$228K
EGPT
6899
DELISTED
VanEck Egypt Index ETF
EGPT
$48K ﹤0.01%
+1,000
New +$45.2K
ALTR
6900
CALL
DELISTED
Altera Corp
ALTR
$48K ﹤0.01%
1,300
-100
-7% -$3.59K
274 275
276
277 278

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.