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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
6851
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$53K ﹤0.01%
400
-21,200
-98% -$2.54M
BSD
6852
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$53K ﹤0.01%
4,342
+127
+3% +$1.55K
TSLF
6853
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$53K ﹤0.01%
+2,862
New +$55K
LNC.WS
6854
DELISTED
Lincoln National Corporation
LNC.WS
$53K ﹤0.01%
+1,243
New +$48K
ANCX
6855
DELISTED
Access National Corp
ANCX
$53K ﹤0.01%
3,505
+2,660
+315% +$39.5K
GIMO
6856
CALL
DELISTED
Gigamon Inc.
GIMO
$53K ﹤0.01%
1,900
+1,300
+217% +$40.3K
RNDY
6857
CALL
DELISTED
ROUNDYS INC COM STK
RNDY
$53K ﹤0.01%
5,400
+2,000
+59% +$18.1K
ACFN
6858
DELISTED
Acorn Energy Inc
ACFN
$53K ﹤0.01%
12,995
+6,658
+105% +$24.9K
AMH icon
6859
PUT
American Homes 4 Rent
AMH
$12B
$52K ﹤0.01%
+3,200
New +$51.4K
CBOE icon
6860
PUT
Cboe Global Markets
CBOE
$32.5B
$52K ﹤0.01%
1,000
-13,600
-93% -$686K
CFR icon
6861
CALL
Cullen/Frost Bankers
CFR
$10.3B
$52K ﹤0.01%
+700
New +$50.1K
ECNS icon
6862
iShares MSCI China Small-Cap ETF
ECNS
$64.9M
$52K ﹤0.01%
1,138
+620
+120% +$28.2K
EFU icon
6863
ProShares Trust UltraShort MSCI EAFE
EFU
$1.19M
$52K ﹤0.01%
625
+523
+513% +$47.1K
EPR.PRE icon
6864
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$113M
$52K ﹤0.01%
1,835
+1,639
+836% +$47.5K
HTGC icon
6865
CALL
Hercules Capital
HTGC
$3.07B
$52K ﹤0.01%
3,200
+1,100
+52% +$17.8K
IFF icon
6866
CALL
International Flavors & Fragrances
IFF
$20.2B
$52K ﹤0.01%
600
+200
+50% +$17K
LQDT icon
6867
PUT
Liquidity Services
LQDT
$1.22B
$52K ﹤0.01%
2,300
+2,200
+2,200% +$55.4K
NOA
6868
North American Construction
NOA
$369M
$52K ﹤0.01%
8,926
-3,512
-28% -$19.9K
NQP
6869
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$52K ﹤0.01%
4,200
-886
-17% -$11K
NRT
6870
North European Oil Royalty Trust
NRT
$87.4M
$52K ﹤0.01%
2,594
-462
-15% -$10.1K
PCG icon
6871
CALL
PG&E
PCG
$38.3B
$52K ﹤0.01%
1,300
-2,300
-64% -$94.3K
SJM icon
6872
CALL
J.M. Smucker
SJM
$12.7B
$52K ﹤0.01%
500
-1,900
-79% -$201K
SJT
6873
CALL
San Juan Basin Royalty Trust
SJT
$117M
$52K ﹤0.01%
3,100
+1,600
+107% +$26.3K
CUTR
6874
DELISTED
Cutera, Inc.
CUTR
$52K ﹤0.01%
5,165
+3,218
+165% +$30.2K
NP
6875
DELISTED
Neenah, Inc. Common Stock
NP
$52K ﹤0.01%
1,209
-1,692
-58% -$69.5K
273 274
275
276 277

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.