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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTUL
6851
DELISTED
iPath US Treasury 2-year Bull ETN
DTUL
$50K ﹤0.01%
850
– –
CTRA
6852
PUT
DELISTED
Coterra Energy
CTRA
$49K ﹤0.01%
1,300
-67,500
-98% -$2.53M
GYRO icon
6853
Gyrodyne
GYRO
$12M
$49K ﹤0.01%
59
-98
-62% -$78K
HBIO icon
6854
Harvard Bioscience
HBIO
$28.5M
$49K ﹤0.01%
1,210
+1,118
+1,215% +$44K
ING icon
6855
PUT
ING
ING
$101B
$49K ﹤0.01%
4,300
-6,400
-60% -$69K
INOD icon
6856
Innodata
INOD
$2.29B
$49K ﹤0.01%
18,933
-20,848
-52% -$57.9K
NEON icon
6857
CALL
Neonode
NEON
$15.2M
$49K ﹤0.01%
770
-570
-43% -$40.2K
PACB icon
6858
CALL
Pacific Biosciences
PACB
$447M
$49K ﹤0.01%
8,800
+5,200
+144% +$18.1K
PSR icon
6859
Invesco Active US Real Estate Fund
PSR
$60.3M
$49K ﹤0.01%
+855
New +$50.3K
CNSY
6860
Cerenome, Inc. Common Stock
CNSY
$27.3M
– –
0
– –
RWT
6861
CALL
Redwood Trust
RWT
$589M
$49K ﹤0.01%
2,500
-15,200
-86% -$271K
SFM icon
6862
Sprouts Farmers Market
SFM
$8.03B
$49K ﹤0.01%
+1,100
New +$43.6K
UTI icon
6863
Universal Technical Institute
UTI
$2.33B
$49K ﹤0.01%
4,007
+841
+27% +$9.6K
VICR icon
6864
PUT
Vicor
VICR
$10.4B
$49K ﹤0.01%
6,000
+4,000
+200% +$31.9K
WDAY icon
6865
CALL
Workday
WDAY
$42.3B
$49K ﹤0.01%
600
-500
-45% -$36.4K
WSBC icon
6866
WesBanco
WSBC
$4.06B
$49K ﹤0.01%
1,617
+1,330
+463% +$38.8K
SWIR
6867
DELISTED
Sierra Wireless
SWIR
$49K ﹤0.01%
2,998
-3,110
-51% -$41.1K
JJM
6868
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$49K ﹤0.01%
1,643
+392
+31% +$11.5K
QLGC
6869
CALL
DELISTED
QLOGIC CORP
QLGC
$49K ﹤0.01%
4,500
+500
+13% +$5.5K
NJ
6870
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$49K ﹤0.01%
4,644
-4,972
-52% -$48.8K
ADEP
6871
DELISTED
Adept Technology Inc
ADEP
$49K ﹤0.01%
6,750
-25,138
-79% -$109K
HSH
6872
PUT
DELISTED
HILLSHIRE BRANDS CO
HSH
$49K ﹤0.01%
1,600
+300
+23% +$9.92K
TRSY
6873
DELISTED
PIMCO BROAD U.S. TREASURY INDEX FUND ETF
TRSY
$49K ﹤0.01%
488
-133
-21% -$13.3K
SVNT
6874
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
$49K ﹤0.01%
78,113
+13,013
+20% +$8.33K
CAVM
6875
CALL
DELISTED
Cavium, Inc.
CAVM
$49K ﹤0.01%
1,200
-200
-14% -$7.53K
273 274
275
276 277

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.