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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFA
6826
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
$51K ﹤0.01%
2,658
+528
+25% +$10.1K
APOG icon
6827
Apogee Enterprises
APOG
$900M
$50K ﹤0.01%
1,686
-1,180
-41% -$32.6K
BTE icon
6828
CALL
Baytex Energy
BTE
$2.96B
$50K ﹤0.01%
1,200
+600
+100% +$24.2K
DRN icon
6829
Direxion Daily Real Estate Bull 3X ETF
DRN
$45.1M
$50K ﹤0.01%
5,104
-24,400
-83% -$260K
DVAX
6830
CALL
DELISTED
Dynavax Technologies
DVAX
$50K ﹤0.01%
4,230
-1,690
-29% -$21.3K
FUL icon
6831
CALL
H.B. Fuller
FUL
$3.16B
$50K ﹤0.01%
+1,100
New +$43.9K
LEA icon
6832
CALL
Lear
LEA
$6.26B
$50K ﹤0.01%
700
-16,800
-96% -$1.16M
OXSQ icon
6833
CALL
Oxford Square Capital
OXSQ
$157M
$50K ﹤0.01%
5,100
+900
+21% +$8.84K
SSKN
6834
DELISTED
Strata Skin Sciences
SSKN
$50K ﹤0.01%
136
-4
-3% -$1.6K
TDC icon
6835
PUT
Teradata
TDC
$2.58B
$50K ﹤0.01%
900
-1,500
-63% -$88.1K
TEX icon
6836
PUT
Terex
TEX
$7.57B
$50K ﹤0.01%
1,500
-3,900
-72% -$118K
VLY icon
6837
PUT
Valley National Bancorp
VLY
$8.22B
$50K ﹤0.01%
5,000
+3,600
+257% +$36.4K
VNO icon
6838
CALL
Vornado Realty Trust
VNO
$7.61B
$50K ﹤0.01%
820
-1,777
-68% -$110K
USAP
6839
DELISTED
Universal Stainless & Alloy
USAP
$50K ﹤0.01%
1,555
+607
+64% +$17.5K
GHL
6840
PUT
DELISTED
Greenhill & Co., Inc.
GHL
$50K ﹤0.01%
1,000
+800
+400% +$39.4K
ARGO
6841
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$50K ﹤0.01%
1,649
-1,629
-50% -$50.8K
IBDD
6842
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$50K ﹤0.01%
+2,016
New +$50.3K
LEAF
6843
PUT
DELISTED
Leaf Group Ltd.
LEAF
$50K ﹤0.01%
3,982
-5,191
-57% -$67.7K
ESIO
6844
DELISTED
Electro Scientific Industries
ESIO
$50K ﹤0.01%
4,237
+3,616
+582% +$41.8K
GSOL
6845
DELISTED
Global Sources Ltd
GSOL
$50K ﹤0.01%
6,686
+1,686
+34% +$11.8K
POWR
6846
CALL
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$50K ﹤0.01%
3,100
+2,000
+182% +$31.5K
GTI
6847
CALL
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$50K ﹤0.01%
5,900
-11,700
-66% -$90.6K
FST
6848
PUT
DELISTED
FOREST OIL CORPORATION
FST
$50K ﹤0.01%
8,200
+4,700
+134% +$25.2K
DISH
6849
PUT
DELISTED
DISH Network Corp.
DISH
$50K ﹤0.01%
+1,100
New +$49.5K
BKSC
6850
DELISTED
Bank of South Carolina
BKSC
$50K ﹤0.01%
4,235
-1,022
-19% -$11.5K
272 273
274
275 276

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.