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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFA
6801
DELISTED
Gafisa S.A.
GFA
$52K ﹤0.01%
1,217
+732
+151% +$26.1K
SVA
6802
CALL
DELISTED
Sinovac Biotech, Ltd
SVA
$52K ﹤0.01%
8,700
-17,000
-66% -$81.3K
LMCB
6803
DELISTED
LIBERTY MEDIA CORP DELAWARE CLASS B
LMCB
$52K ﹤0.01%
1,059
– –
BWA icon
6804
PUT
BorgWarner
BWA
$14B
$51K ﹤0.01%
1,136
+909
+400% +$38.2K
CNC icon
6805
PUT
Centene
CNC
$32.9B
$51K ﹤0.01%
+3,200
New +$46.1K
CPRT icon
6806
CALL
Copart
CPRT
$26.8B
$51K ﹤0.01%
12,800
-1,600
-11% -$6.51K
FISV
6807
CALL
Fiserv Inc
FISV
$29.7B
$51K ﹤0.01%
2,000
– –
LAD icon
6808
CALL
Lithia Motors
LAD
$8.23B
$51K ﹤0.01%
+700
New +$45.8K
MTN icon
6809
Vail Resorts
MTN
$5.38B
$51K ﹤0.01%
731
-1,216
-62% -$82.2K
NMR icon
6810
CALL
Nomura Holdings
NMR
$29.2B
$51K ﹤0.01%
6,500
– –
SGA icon
6811
Saga Communications
SGA
$58.9M
$51K ﹤0.01%
+1,155
New +$56.7K
SMN icon
6812
CALL
ProShares UltraShort Materials
SMN
$3.78M
$51K ﹤0.01%
75
+69
+1,150% +$50.9K
WSM icon
6813
CALL
Williams-Sonoma
WSM
$29.6B
$51K ﹤0.01%
1,800
-7,400
-80% -$214K
TBNK
6814
DELISTED
Territorial Bancorp Inc.
TBNK
$51K ﹤0.01%
2,311
+2,062
+828% +$46.2K
ZAIS
6815
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$51K ﹤0.01%
4,993
+4,493
+899% +$45.6K
KTEC
6816
DELISTED
Key Technology Inc
KTEC
$51K ﹤0.01%
3,736
+736
+25% +$10.5K
XXIA
6817
DELISTED
Ixia
XXIA
$51K ﹤0.01%
3,226
+3,123
+3,032% +$48.1K
OWW
6818
PUT
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$51K ﹤0.01%
5,300
+5,100
+2,550% +$50.3K
CHDX
6819
DELISTED
CHINDEX INTL INC
CHDX
$51K ﹤0.01%
2,989
+44
+1% +$762
YONG
6820
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$51K ﹤0.01%
8,194
-59,971
-88% -$348K
NVY
6821
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$51K ﹤0.01%
4,232
+732
+21% +$8.85K
VPHM
6822
CALL
DELISTED
VIROPHARMA INC
VPHM
$51K ﹤0.01%
1,300
+1,100
+550% +$36K
DRR
6823
DELISTED
Market Vectors Double Short Euro ETN
DRR
$51K ﹤0.01%
1,279
+344
+37% +$14.5K
GMTB
6824
DELISTED
Columbia Core Bond ETF
GMTB
$51K ﹤0.01%
1,006
+77
+8% +$3.89K
LDK
6825
PUT
DELISTED
LDK SOLAR CO LTD.
LDK
$51K ﹤0.01%
26,300
+16,800
+177% +$26.3K
271 272
273
274 275

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.