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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
6776
PUT
Armour Residential REIT
ARR
$2.35B
$52K ﹤0.01%
310
+82
+36% +$14.1K
FCFS icon
6777
FirstCash
FCFS
$9.21B
$52K ﹤0.01%
903
+151
+20% +$8.2K
COLO
6778
Global X MSCI Colombia ETF
COLO
$208M
$52K ﹤0.01%
642
-694
-52% -$54.9K
HMY icon
6779
PUT
Harmony Gold Mining
HMY
$11.4B
$52K ﹤0.01%
15,300
-33,000
-68% -$123K
KIM icon
6780
PUT
Kimco Realty
KIM
$16.8B
$52K ﹤0.01%
2,600
-100
-4% -$2.13K
MKC icon
6781
CALL
McCormick & Company Non-Voting
MKC
$14B
$52K ﹤0.01%
1,600
+1,200
+300% +$42.1K
MKL icon
6782
PUT
Markel Group
MKL
$23.2B
$52K ﹤0.01%
+100
New +$52.5K
NRC icon
6783
NRC Health Common Stock
NRC
$434M
$52K ﹤0.01%
2,788
+2,388
+597% +$41K
RITM icon
6784
CALL
Rithm Capital
RITM
$5.7B
$52K ﹤0.01%
+3,950
New +$51.7K
SAFE
6785
PUT
Safehold
SAFE
$1.15B
$52K ﹤0.01%
883
– –
SGLY icon
6786
Singularity Future Technology
SGLY
$6.06M
$52K ﹤0.01%
30
+29
+2,900% +$39.6K
UCC icon
6787
ProShares Ultra Consumer Discretionary
UCC
$11.1M
$52K ﹤0.01%
6,576
+6,264
+2,008% +$47.4K
QVCGA
6788
PUT
DELISTED
QVC Group Inc Series A
QVCGA
$52K ﹤0.01%
54
+47
+671% +$45.7K
LD
6789
DELISTED
iPath Bloomberg Lead Subindex Total Return ETN due June 24, 2038
LD
$52K ﹤0.01%
1,073
+28
+3% +$1.38K
GLUU
6790
CALL
DELISTED
Glu Mobile Inc.
GLUU
$52K ﹤0.01%
18,600
+9,900
+114% +$24.6K
VRTU
6791
DELISTED
Virtusa Corporation
VRTU
$52K ﹤0.01%
1,781
+1,481
+494% +$39.5K
BQH
6792
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$52K ﹤0.01%
4,000
-1,708
-30% -$21.9K
MZOR
6793
DELISTED
Mazor Robotics Ltd.
MZOR
$52K ﹤0.01%
+3,100
New +$45.2K
BKMU
6794
DELISTED
Bank Mutual Corp
BKMU
$52K ﹤0.01%
8,261
+5,560
+206% +$34.5K
OME
6795
DELISTED
Omega Protein
OME
$52K ﹤0.01%
5,071
+3,420
+207% +$32K
SQNM
6796
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$52K ﹤0.01%
19,400
-4,400
-18% -$14.8K
GAME
6797
PUT
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$52K ﹤0.01%
13,300
+3,100
+30% +$13.5K
TRLA
6798
CALL
DELISTED
TRULIA INC (DEL)
TRLA
$52K ﹤0.01%
1,100
+700
+175% +$29.3K
CRTX
6799
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
$52K ﹤0.01%
5,552
+4,934
+798% +$44.5K
RAS
6800
PUT
DELISTED
RAIT Financial Trust
RAS
$52K ﹤0.01%
7,300
-15,400
-68% -$109K
270 271
272
273 274

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.