U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$106B
AUM Growth
+$12.2B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,025
New
Increased
Reduced
Closed

Top Buys

1
+$1.76B
2
+$483M
3
+$405M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$312M

Top Sells

1
+$808M
2
+$367M
3
+$307M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$294M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

1 Energy 10.64%
2 Financials 9.31%
3 Technology 8.08%
4 Healthcare 7.57%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRCP
6751
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
– –
-2,577
ATRS
6752
DELISTED
Antares Pharma, Inc.
ATRS
– –
0
ESBK
6753
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-96
MRLN
6754
DELISTED
Marlin Business Services Corp
MRLN
– –
-2,425
PCOM
6755
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-5,679
ESXB
6756
DELISTED
Community Bankers Trust Corporation
ESXB
– –
-3,204
BOCH
6757
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-2,875
MFNC
6758
DELISTED
Mackinac Financial Corporation
MFNC
– –
-382
DFVS
6759
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
– –
-18
FPRX
6760
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-1,178
NGHC
6761
DELISTED
National General Holdings Corp
NGHC
– –
-36,050
MLPI
6762
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-83,017
GMO
6763
DELISTED
General Moly, Inc.
GMO
– –
-6,000
ASFI
6764
DELISTED
Asta Funding Inc
ASFI
– –
-23
SCON
6765
DELISTED
Superconductor Technologies Inc.
SCON
– –
-2
GSB
6766
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
200
MSBF
6767
DELISTED
MSB Financial Corp.
MSBF
$0 ﹤0.01%
51
-677
DSLV
6768
DELISTED
VelocitySharesTM 3x Inverse Silver ETN linked to the S&P GSCI Silver Inverse Index ER
DSLV
– –
-1,698
ZIV
6769
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-2,144
WEBK
6770
DELISTED
Wellesley Bancorp, Inc.
WEBK
$0 ﹤0.01%
11
-748
SES
6771
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-86
MICR
6772
DELISTED
Micron Solutions, Inc.
MICR
– –
-1,083
SUMR
6773
DELISTED
Summer Infant, Inc.
SUMR
– –
-235
GHDX
6774
DELISTED
Genomic Health, Inc.
GHDX
– –
-2,596
ROX
6775
DELISTED
Castle Brands, Inc.
ROX
– –
-2,000
269 270
271
272 273