We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQB
6726
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$55K ﹤0.01%
4,307
-48,634
-92% -$608K
CHTP
6727
PUT
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$55K ﹤0.01%
18,400
+16,100
+700% +$46.2K
SHFL
6728
CALL
DELISTED
SHFL ENTMT INC
SHFL
$55K ﹤0.01%
2,400
-1,600
-40% -$35.3K
AAWW
6729
CALL
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$55K ﹤0.01%
1,200
-1,400
-54% -$63.3K
MZF
6730
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$55K ﹤0.01%
4,308
-1,440
-25% -$17.9K
RTK
6731
DELISTED
Rentech, Inc.
RTK
$55K ﹤0.01%
2,774
+1,380
+99% +$29K
OPLK
6732
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$55K ﹤0.01%
2,923
+1,902
+186% +$37.4K
AGCO icon
6733
CALL
AGCO
AGCO
$7.27B
$54K ﹤0.01%
900
-2,000
-69% -$113K
BOH icon
6734
CALL
Bank of Hawaii
BOH
$3.14B
$54K ﹤0.01%
1,000
+800
+400% +$43.2K
CIVI
6735
DELISTED
Civitas Resources
CIVI
$54K ﹤0.01%
10
+1
+11% +$4.62K
EWC icon
6736
PUT
iShares MSCI Canada ETF
EWC
$6.27B
$54K ﹤0.01%
1,900
-100,400
-98% -$2.78M
FBNC icon
6737
First Bancorp
FBNC
$2.68B
$54K ﹤0.01%
3,768
+2,326
+161% +$34.9K
FXP icon
6738
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$5.8M
$54K ﹤0.01%
+97
New +$60.4K
GIFI
6739
DELISTED
Gulf Island Fabrication
GIFI
$54K ﹤0.01%
2,212
+1,453
+191% +$34.1K
AXU
6740
DELISTED
Alexco Resource Corp
AXU
$54K ﹤0.01%
37,836
+6,892
+22% +$10.2K
LFC
6741
PUT
DELISTED
China Life Insurance Company Ltd.
LFC
$54K ﹤0.01%
4,200
-300
-7% -$3.75K
TNAV
6742
DELISTED
Telenav Inc.
TNAV
$54K ﹤0.01%
9,281
-11,028
-54% -$63.7K
BREW
6743
DELISTED
Craft Brew Alliance, Inc.
BREW
$54K ﹤0.01%
4,000
+3,000
+300% +$32.5K
TCF
6744
DELISTED
TCF Financial Corporation Common Stock
TCF
$54K ﹤0.01%
1,947
+1,656
+569% +$47.2K
JASO
6745
CALL
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$54K ﹤0.01%
5,300
-32,200
-86% -$273K
BALT
6746
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$54K ﹤0.01%
+11,132
New +$48.5K
AUQ
6747
PUT
DELISTED
AURICO GOLD INC COM
AUQ
$54K ﹤0.01%
14,200
-18,400
-56% -$82.6K
ELX
6748
CALL
DELISTED
EMULEX CORP
ELX
$54K ﹤0.01%
7,000
+1,100
+19% +$8.55K
UKW
6749
DELISTED
PROSHARES ULTRA RUSSELL MIDCAP GROWTH
UKW
$54K ﹤0.01%
656
+20
+3% +$1.57K
WWAV
6750
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$54K ﹤0.01%
2,700
+2,300
+575% +$43.7K
268 269
270
271 272

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.