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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOW
6651
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$56K ﹤0.01%
+4,324
New +$57.6K
TWER
6652
PUT
DELISTED
Towerstream Corporation Common Stock
TWER
$56K ﹤0.01%
1,200
+1,180
+5,900% +$63.1K
WHZ
6653
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$56K ﹤0.01%
4,386
-1,412
-24% -$18.7K
EWHS
6654
DELISTED
ISHARES MSCI HONG KONG SMALL CAP ETF
EWHS
$56K ﹤0.01%
1,843
+953
+107% +$29.4K
SAPE
6655
CALL
DELISTED
SAPIENT CORP
SAPE
$56K ﹤0.01%
3,300
+2,000
+154% +$33.5K
UKW
6656
DELISTED
PROSHARES ULTRA RUSSELL MIDCAP GROWTH
UKW
$56K ﹤0.01%
562
-344
-38% -$33.7K
CFP
6657
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$56K ﹤0.01%
2,625
+1,812
+223% +$38.2K
GA
6658
CALL
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$56K ﹤0.01%
4,800
-200
-4% -$2.24K
NWLIA
6659
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$56K ﹤0.01%
226
-245
-52% -$60.7K
BIZD icon
6660
VanEck BDC Income ETF
BIZD
$1.59B
$55K ﹤0.01%
2,625
– –
BOIL icon
6661
ProShares Ultra Bloomberg Natural Gas
BOIL
$344M
– –
0
– –
BSET icon
6662
Bassett Furniture
BSET
$164M
$55K ﹤0.01%
3,719
+1,074
+41% +$15.8K
EPM icon
6663
CALL
Evolution Petroleum
EPM
$132M
$55K ﹤0.01%
4,300
+2,000
+87% +$25.6K
INOD icon
6664
Innodata
INOD
$2.05B
$55K ﹤0.01%
18,933
-76
-0.4% -$225
MTG icon
6665
PUT
MGIC Investment
MTG
$6.16B
$55K ﹤0.01%
6,400
+1,200
+23% +$10.4K
MTN icon
6666
Vail Resorts
MTN
$5.32B
$55K ﹤0.01%
796
-2,509
-76% -$178K
NXJ
6667
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$55K ﹤0.01%
4,103
+1,097
+36% +$14.2K
RYN icon
6668
PUT
Rayonier
RYN
$6.55B
$55K ﹤0.01%
1,771
-2,214
-56% -$66.6K
SPB icon
6669
Spectrum Brands
SPB
$2.04B
$55K ﹤0.01%
688
-247
-26% -$18.5K
UYG icon
6670
ProShares Ultra Financials
UYG
$828M
$55K ﹤0.01%
+2,700
New +$52.5K
LUMO
6671
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$55K ﹤0.01%
214
-1,048
-83% -$320K
NS
6672
PUT
DELISTED
NuStar Energy L.P.
NS
$55K ﹤0.01%
1,000
-68,200
-99% -$3.49M
HCCI
6673
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$55K ﹤0.01%
3,035
+2,411
+386% +$42.9K
SAFM
6674
CALL
DELISTED
Sanderson Farms Inc
SAFM
$55K ﹤0.01%
+700
New +$52.2K
COHR
6675
DELISTED
Coherent Inc
COHR
$55K ﹤0.01%
844
-2,146
-72% -$148K
265 266
267
268 269

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.