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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCP
6651
PUT
DELISTED
TC Pipelines LP
TCP
$58K ﹤0.01%
1,200
-1,100
-48% -$54.4K
INXN
6652
PUT
DELISTED
Interxion Holding N.V.
INXN
$58K ﹤0.01%
+2,600
New +$64.2K
PCMI
6653
DELISTED
PCM, Inc
PCMI
$58K ﹤0.01%
6,179
+2,639
+75% +$26.4K
GLPW
6654
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$58K ﹤0.01%
2,880
+2,229
+342% +$40.9K
SIMG
6655
DELISTED
SILICON IMAGE INC
SIMG
$58K ﹤0.01%
10,848
-17,945
-62% -$100K
KWK
6656
DELISTED
QUICKSILVER RESOURCES INC
KWK
$58K ﹤0.01%
29,771
+13,791
+86% +$23.4K
PVR
6657
CALL
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$58K ﹤0.01%
2,500
-30,700
-92% -$766K
OPTR
6658
PUT
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$58K ﹤0.01%
4,600
-66,100
-93% -$876K
EBIX
6659
CALL
DELISTED
Ebix Inc
EBIX
$58K ﹤0.01%
5,800
-6,400
-52% -$69.6K
CHMG icon
6660
Chemung Financial Corp
CHMG
$397M
$57K ﹤0.01%
1,650
+1,511
+1,087% +$49.6K
CRESY
6661
Cresud
CRESY
$777M
$57K ﹤0.01%
7,383
-47,962
-87% -$340K
CYTK icon
6662
Cytokinetics
CYTK
$10.7B
$57K ﹤0.01%
+7,458
New +$80K
DDM icon
6663
CALL
ProShares Ultra Dow30
DDM
$555M
$57K ﹤0.01%
7,200
+6,000
+500% +$48.7K
EFSC icon
6664
Enterprise Financial Services Corp
EFSC
$2.42B
$57K ﹤0.01%
3,362
-282
-8% -$4.9K
EWU icon
6665
CALL
iShares MSCI United Kingdom ETF
EWU
$4.14B
$57K ﹤0.01%
1,450
+1,300
+867% +$49.4K
FUN icon
6666
CALL
Cedar Fair
FUN
$1.87B
$57K ﹤0.01%
1,300
-1,900
-59% -$81.9K
BRSL
6667
PUT
Brightstar Lottery PLC
BRSL
$2.08B
$57K ﹤0.01%
3,000
-5,200
-63% -$99.1K
LNN icon
6668
CALL
Lindsay Corp
LNN
$1.18B
$57K ﹤0.01%
+700
New +$54.8K
NUWE icon
6669
CALL
Nuwellis
NUWE
$619K
– –
0
– –
PSMT icon
6670
CALL
Pricesmart
PSMT
$5.95B
$57K ﹤0.01%
600
– –
PWOD
6671
DELISTED
Penns Woods Bancorp
PWOD
$57K ﹤0.01%
1,722
+972
+130% +$29.9K
TG icon
6672
CALL
Tredegar Corp
TG
$267M
$57K ﹤0.01%
2,200
+400
+22% +$10.5K
WSBF icon
6673
Waterstone Financial
WSBF
$377M
$57K ﹤0.01%
6,130
+4,758
+347% +$45.4K
RPT.PRD
6674
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$57K ﹤0.01%
977
+451
+86% +$26.3K
SEP
6675
CALL
DELISTED
Spectra Engy Parters Lp
SEP
$57K ﹤0.01%
1,300
+400
+44% +$17.4K
265 266
267
268 269

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.