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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
6626
PUT
Omega Healthcare
OHI
$15.1B
$57K ﹤0.01%
1,700
-3,800
-69% -$121K
ROBO icon
6627
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$57K ﹤0.01%
2,081
-139
-6% -$3.74K
ROST icon
6628
CALL
Ross Stores
ROST
$80.5B
$57K ﹤0.01%
1,600
-8,000
-83% -$284K
SMN icon
6629
CALL
ProShares UltraShort Materials
SMN
$4.17M
$57K ﹤0.01%
113
-56
-33% -$30.8K
UHS icon
6630
CALL
Universal Health Services
UHS
$10.2B
$57K ﹤0.01%
700
– –
VLY icon
6631
CALL
Valley National Bancorp
VLY
$7.9B
$57K ﹤0.01%
+5,500
New +$55.1K
VWO icon
6632
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$57K ﹤0.01%
1,400
-256,000
-99% -$9.93M
GNC
6633
CALL
DELISTED
GNC Holdings, Inc.
GNC
$57K ﹤0.01%
1,300
+500
+63% +$24.7K
NUTR
6634
DELISTED
Nutraceutical International Co
NUTR
$57K ﹤0.01%
2,213
+969
+78% +$25.1K
RPTP
6635
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$57K ﹤0.01%
5,700
+5,100
+850% +$73.6K
PXSC
6636
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$57K ﹤0.01%
1,715
+135
+9% +$4.42K
ABUS icon
6637
Arbutus Biopharma
ABUS
$857M
$56K ﹤0.01%
2,605
+673
+35% +$12.1K
AVAV icon
6638
CALL
AeroVironment
AVAV
$7.56B
$56K ﹤0.01%
1,400
+1,200
+600% +$39.1K
BG icon
6639
CALL
Bunge Global
BG
$20.4B
$56K ﹤0.01%
700
-29,000
-98% -$2.28M
BG icon
6640
PUT
Bunge Global
BG
$20.4B
$56K ﹤0.01%
700
-31,500
-98% -$2.48M
DECK icon
6641
CALL
Deckers Outdoor
DECK
$13.2B
$56K ﹤0.01%
4,200
-85,800
-95% -$1.13M
EOD
6642
Allspring Global Dividend Opportunity Fund
EOD
$279M
$56K ﹤0.01%
7,149
-64,669
-90% -$487K
FMX icon
6643
PUT
Fomento Económico Mexicano
FMX
$43.6B
$56K ﹤0.01%
+600
New +$53.7K
PII icon
6644
PUT
Polaris
PII
$3.82B
$56K ﹤0.01%
400
– –
INVX
6645
CALL
Innovex International
INVX
$1.96B
$56K ﹤0.01%
+500
New +$51.8K
FLG.PRU
6646
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$56K ﹤0.01%
1,154
-575
-33% -$28.1K
SVVC
6647
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$56K ﹤0.01%
2,600
-1,027
-28% -$24.1K
TA
6648
CALL
DELISTED
TravelCenters of America LLC
TA
$56K ﹤0.01%
1,380
-260
-16% -$11.3K
ECOL
6649
PUT
DELISTED
US Ecology, Inc.
ECOL
$56K ﹤0.01%
+1,500
New +$54.8K
AMRI
6650
DELISTED
Albany Molecular Research Inc
AMRI
$56K ﹤0.01%
3,000
+814
+37% +$11.2K
264 265
266
267 268

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.