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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSET icon
6551
Bassett Furniture
BSET
$173M
$62K ﹤0.01%
3,813
+3,609
+1,769% +$57.4K
CP icon
6552
PUT
Canadian Pacific Kansas City
CP
$79.7B
$62K ﹤0.01%
2,500
-500
-17% -$12.4K
DIN icon
6553
PUT
Dine Brands
DIN
$442M
$62K ﹤0.01%
+900
New +$61.7K
FBIN icon
6554
CALL
Fortune Brands Innovations
FBIN
$6.29B
$62K ﹤0.01%
1,755
+351
+25% +$12K
LTL icon
6555
ProShares Ultra Communication Services
LTL
$6.63M
$62K ﹤0.01%
+6,440
New +$61.7K
MTEX icon
6556
Mannatech
MTEX
$9.78M
$62K ﹤0.01%
2,579
+1,179
+84% +$23K
NGS icon
6557
CALL
Natural Gas Services Group
NGS
$479M
$62K ﹤0.01%
2,300
+1,300
+130% +$34K
OXM icon
6558
Oxford Industries
OXM
$579M
$62K ﹤0.01%
909
-3,022
-77% -$200K
SBSI icon
6559
Southside Bancshares
SBSI
$976M
$62K ﹤0.01%
2,752
-2,074
-43% -$44.4K
UGE icon
6560
ProShares Ultra Consumer Staples
UGE
$12.1M
$62K ﹤0.01%
10,860
+7,080
+187% +$40.9K
CTHR
6561
DELISTED
Charles & Colvard Ltd
CTHR
$62K ﹤0.01%
883
-198
-18% -$12.4K
TGP
6562
PUT
DELISTED
Teekay LNG Partners L.P.
TGP
$62K ﹤0.01%
1,400
-900
-39% -$38.7K
TTF
6563
DELISTED
Thai Fund
TTF
$62K ﹤0.01%
3,116
-685
-18% -$14.2K
ININ
6564
DELISTED
Interactive Intelligence Group, inc.
ININ
$62K ﹤0.01%
967
+717
+287% +$42.2K
EPIQ
6565
DELISTED
EPIQ SYSTEMS INC
EPIQ
$62K ﹤0.01%
4,749
+2,143
+82% +$27.9K
BIE
6566
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$62K ﹤0.01%
4,501
+925
+26% +$12.4K
RWV
6567
DELISTED
Oppenheimer Navellier Overall A-100 Revenue ETF
RWV
$62K ﹤0.01%
1,323
+637
+93% +$29.3K
ANV
6568
CALL
DELISTED
Allied Nevada Gold Corp
ANV
$62K ﹤0.01%
14,900
+5,700
+62% +$29.7K
CITZ
6569
DELISTED
CFS BANCORP INC
CITZ
$62K ﹤0.01%
5,608
+3,065
+121% +$35K
NWLIA
6570
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$62K ﹤0.01%
307
+298
+3,311% +$60.2K
CNX icon
6571
PUT
CNX Resources
CNX
$5.27B
$61K ﹤0.01%
2,160
-600
-22% -$15.7K
DHC
6572
PUT
Diversified Healthcare Trust
DHC
$2.13B
$61K ﹤0.01%
2,623
+2,018
+334% +$48.8K
IHY icon
6573
VanEck International High Yield Bond ETF
IHY
$43.2M
$61K ﹤0.01%
2,256
+728
+48% +$19.1K
MXE
6574
Mexico Equity and Income Fund
MXE
$59.3M
$61K ﹤0.01%
4,000
– –
ORN icon
6575
Orion Group Holdings
ORN
$412M
$61K ﹤0.01%
5,899
+760
+15% +$8.39K
261 262
263
264 265

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.