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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
6451
PUT
W&T Offshore
WTI
$509M
$67K ﹤0.01%
3,800
+3,400
+850% +$54.9K
CAMP
6452
PUT
DELISTED
CalAmp Corp.
CAMP
$67K ﹤0.01%
+165
New +$61.1K
MTEM
6453
CALL
DELISTED
Molecular Templates, Inc.
MTEM
$67K ﹤0.01%
88
+57
+184% +$46.8K
LBY
6454
DELISTED
Libbey, Inc.
LBY
$67K ﹤0.01%
2,792
+2,592
+1,296% +$63.3K
TI.A
6455
DELISTED
Telecom Italia 10 Svg
TI.A
$67K ﹤0.01%
10,250
-3,659
-26% -$20.4K
USAG
6456
DELISTED
United States Agriculture Index Fund
USAG
$67K ﹤0.01%
2,873
-150
-5% -$3.48K
EVEP
6457
CALL
DELISTED
EV Energy Partners, L.P.
EVEP
$67K ﹤0.01%
1,800
-2,900
-62% -$111K
SIRO
6458
CALL
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$67K ﹤0.01%
1,000
-6,000
-86% -$405K
UVU
6459
DELISTED
PROSHARES ULTRA RUSSELL MIDCAP VALUE
UVU
$67K ﹤0.01%
1,056
+881
+503% +$55.1K
DFZ
6460
DELISTED
BARRY (R.G.) CORPORATION
DFZ
$67K ﹤0.01%
3,503
-1,656
-32% -$28.7K
IRE
6461
PUT
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$67K ﹤0.01%
5,900
+2,700
+84% +$28.3K
NTX
6462
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$67K ﹤0.01%
5,000
+2,047
+69% +$27.6K
GBX icon
6463
The Greenbrier Companies
GBX
$1.56B
$66K ﹤0.01%
2,680
-269
-9% -$6.26K
NRG icon
6464
PUT
NRG Energy
NRG
$24.7B
$66K ﹤0.01%
2,400
+100
+4% +$2.7K
TXT icon
6465
CALL
Textron
TXT
$15.3B
$66K ﹤0.01%
2,400
-600
-20% -$16.7K
UGL icon
6466
PUT
ProShares Ultra Gold
UGL
$654M
$66K ﹤0.01%
5,200
+1,200
+30% +$15.4K
GNC
6467
CALL
DELISTED
GNC Holdings, Inc.
GNC
$66K ﹤0.01%
1,200
-29,300
-96% -$1.5M
SEMG
6468
DELISTED
SEMGROUP CORPORATION
SEMG
$66K ﹤0.01%
1,161
+4
+0.3% +$222
SN
6469
PUT
DELISTED
Sanchez Energy Corporation
SN
$66K ﹤0.01%
2,500
-7,000
-74% -$166K
CCC
6470
PUT
DELISTED
Calgon Carbon Corp
CCC
$66K ﹤0.01%
+3,500
New +$62.6K
ITC
6471
PUT
DELISTED
ITC HOLDINGS CORP
ITC
$66K ﹤0.01%
+2,100
New +$63.8K
CTCT
6472
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$66K ﹤0.01%
2,784
+1,981
+247% +$37.7K
GDP
6473
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$66K ﹤0.01%
2,700
-75,504
-97% -$1.52M
MXN
6474
DELISTED
FIRST AMERICAN MINNESOTA MUNI INCM FD II INC
MXN
$66K ﹤0.01%
4,792
+1,524
+47% +$21.2K
PDH
6475
PUT
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$66K ﹤0.01%
5,500
+2,100
+62% +$26.1K
257 258
259
260 261

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.