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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTI
6401
PUT
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$69K ﹤0.01%
2,700
-2,700
-50% -$68.5K
UNIS
6402
DELISTED
Unilife Corporation
UNIS
$69K ﹤0.01%
+1,700
New +$76.8K
WLH
6403
PUT
DELISTED
WILLIAM LYON HOMES
WLH
$69K ﹤0.01%
+2,500
New +$65.8K
TIVO
6404
PUT
DELISTED
TIVO INC
TIVO
$69K ﹤0.01%
5,200
-245,600
-98% -$3.16M
AEF
6405
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$68K ﹤0.01%
5,846
+1,386
+31% +$15.9K
AWR icon
6406
CALL
American States Water
AWR
$3.36B
$68K ﹤0.01%
2,100
-500
-19% -$14.6K
BOIL icon
6407
CALL
ProShares Ultra Bloomberg Natural Gas
BOIL
$373M
– –
0
– –
CENTA icon
6408
Central Garden & Pet Co Class A
CENTA
$2.37B
$68K ﹤0.01%
10,276
+7,681
+296% +$43.5K
CUK
6409
DELISTED
Carnival PLC
CUK
$68K ﹤0.01%
1,772
+1,227
+225% +$50.1K
DSGR icon
6410
Distribution Solutions Group
DSGR
$1.6B
$68K ﹤0.01%
8,480
+480
+6% +$3.54K
FORM icon
6411
CALL
FormFactor
FORM
$8.28B
$68K ﹤0.01%
10,700
-2,400
-18% -$16K
NRT
6412
North European Oil Royalty Trust
NRT
$87.4M
$68K ﹤0.01%
2,906
+312
+12% +$6.8K
TENX icon
6413
Tenax Therapeutics
TENX
$363M
– –
-1
Closed -$198K
VIV icon
6414
CALL
Telefônica Brasil
VIV
$20.6B
$68K ﹤0.01%
3,200
+2,700
+540% +$51.8K
LFC
6415
PUT
DELISTED
China Life Insurance Company Ltd.
LFC
$68K ﹤0.01%
4,800
-4,200
-47% -$58.9K
CEL
6416
CALL
DELISTED
Cellcom Israel, Ltd.
CEL
$68K ﹤0.01%
+4,900
New +$63.1K
NSM
6417
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$68K ﹤0.01%
2,100
-10,900
-84% -$336K
RPXC
6418
CALL
DELISTED
RPX Corporation
RPXC
$68K ﹤0.01%
4,200
-2,800
-40% -$45.7K
CALD
6419
CALL
DELISTED
Callidus Software, Inc.
CALD
$68K ﹤0.01%
+5,400
New +$71K
SCLN
6420
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$68K ﹤0.01%
15,083
-2,384
-14% -$11.5K
ALXA
6421
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$68K ﹤0.01%
15,346
-3,564
-19% -$18.3K
TW
6422
CALL
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$68K ﹤0.01%
600
-29,900
-98% -$3.48M
GUR
6423
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$68K ﹤0.01%
1,844
-1,572
-46% -$57.5K
ARLP icon
6424
CALL
Alliance Resource Partners
ARLP
$3.34B
$67K ﹤0.01%
1,600
+600
+60% +$24.3K
AVDL
6425
CALL
DELISTED
Avadel Pharmaceuticals
AVDL
$67K ﹤0.01%
+5,000
New +$53.6K
255 256
257
258 259

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.