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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVRR
6401
PUT
DELISTED
CVR Refining, LP
CVRR
$70K ﹤0.01%
2,800
-7,400
-73% -$200K
AHT.PRE
6402
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$70K ﹤0.01%
2,710
+1,860
+219% +$49.2K
BANR icon
6403
Banner Corp
BANR
$2.44B
$69K ﹤0.01%
1,812
– –
BUD icon
6404
PUT
AB InBev
BUD
$167B
$69K ﹤0.01%
700
-900
-56% -$85.7K
BYM
6405
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$69K ﹤0.01%
5,142
-1,052
-17% -$13.7K
COPX icon
6406
Global X Copper Miners ETF NEW
COPX
$7.79B
$69K ﹤0.01%
2,408
+176
+8% +$4.89K
FTNT icon
6407
PUT
Fortinet
FTNT
$123B
$69K ﹤0.01%
17,000
+7,500
+79% +$30.4K
IAG icon
6408
CALL
IAMGOLD
IAG
$8.55B
$69K ﹤0.01%
14,500
-57,800
-80% -$303K
LYV icon
6409
PUT
Live Nation Entertainment
LYV
$42.8B
$69K ﹤0.01%
3,700
+3,200
+640% +$54.4K
MLM icon
6410
CALL
Martin Marietta Materials
MLM
$33.4B
$69K ﹤0.01%
700
+600
+600% +$59.6K
MTRX icon
6411
Matrix Service
MTRX
$343M
$69K ﹤0.01%
3,500
+2,609
+293% +$43.8K
NKSH icon
6412
National Bankshares
NKSH
$262M
$69K ﹤0.01%
1,920
+491
+34% +$18.2K
RETL icon
6413
Direxion Daily Retail Bull 3X ETF
RETL
$31.4M
$69K ﹤0.01%
14,100
+10,625
+306% +$50.6K
SFL icon
6414
CALL
SFL Corp
SFL
$1.61B
$69K ﹤0.01%
4,500
-14,900
-77% -$233K
NYH
6415
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$69K ﹤0.01%
6,241
+5,331
+586% +$59.2K
EGN
6416
CALL
DELISTED
Energen
EGN
$69K ﹤0.01%
900
+700
+350% +$45.3K
RATE
6417
DELISTED
Bankrate Inc
RATE
$69K ﹤0.01%
3,351
+922
+38% +$15.8K
SFY
6418
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$69K ﹤0.01%
6,000
+3,970
+196% +$47.6K
GUR
6419
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$69K ﹤0.01%
1,721
-352
-17% -$13.6K
IBTX
6420
DELISTED
Independent Bank Group, Inc.
IBTX
$69K ﹤0.01%
1,923
– –
NW.PRC.CL
6421
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$69K ﹤0.01%
2,750
-899
-25% -$22.5K
ACAS
6422
PUT
DELISTED
American Capital Ltd
ACAS
$69K ﹤0.01%
5,000
-3,600
-42% -$47.4K
AB icon
6423
PUT
AllianceBernstein
AB
$3.46B
$68K ﹤0.01%
3,400
-200
-6% -$4.14K
ARWR icon
6424
Arrowhead Research
ARWR
$12.6B
$68K ﹤0.01%
11,979
+10,997
+1,120% +$42.3K
BRF icon
6425
VanEck Brazil Small-Cap ETF
BRF
$21.7M
$68K ﹤0.01%
2,045
+272
+15% +$8.54K
255 256
257
258 259

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.