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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPZM
6376
DELISTED
Epizyme, Inc
EPZM
$70K ﹤0.01%
3,095
-304
-9% -$9.21K
MDP
6377
CALL
DELISTED
Meredith Corporation
MDP
$70K ﹤0.01%
1,500
-100
-6% -$4.59K
WLB
6378
DELISTED
Westmoreland Coal Company
WLB
$70K ﹤0.01%
2,342
+2,287
+4,158% +$51.7K
OKS
6379
PUT
DELISTED
Oneok Partners LP
OKS
$70K ﹤0.01%
1,300
-4,100
-76% -$218K
PLKI
6380
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$70K ﹤0.01%
1,735
-6,606
-79% -$266K
SE
6381
PUT
DELISTED
Spectra Energy Corp Wi
SE
$70K ﹤0.01%
1,900
-20,600
-92% -$748K
COWN
6382
DELISTED
Cowen Inc. Class A Common Stock
COWN
$70K ﹤0.01%
3,962
-13,428
-77% -$221K
LIQD
6383
DELISTED
LIQUID HLDGS GROUP INC COM STK (DE)
LIQD
$70K ﹤0.01%
18,020
+16,811
+1,390% +$87.3K
AX icon
6384
CALL
Axos Financial
AX
$5.77B
$69K ﹤0.01%
3,200
-3,200
-50% -$68.8K
CRK icon
6385
Comstock Resources
CRK
$3.89B
$69K ﹤0.01%
601
+405
+207% +$38K
DHF
6386
BNY Mellon High Yield Strategies Fund
DHF
$171M
$69K ﹤0.01%
16,540
+214
+1% +$890
EGHT icon
6387
8x8 Inc
EGHT
$269M
$69K ﹤0.01%
6,400
-49,352
-89% -$519K
EWH icon
6388
CALL
iShares MSCI Hong Kong ETF
EWH
$1.24B
$69K ﹤0.01%
3,500
-400
-10% -$7.9K
FJP icon
6389
First Trust Japan AlphaDEX Fund
FJP
$249M
$69K ﹤0.01%
+1,575
New +$70.5K
MAIN icon
6390
CALL
Main Street Capital
MAIN
$5.06B
$69K ﹤0.01%
+2,100
New +$71.5K
MTDR icon
6391
PUT
Matador Resources
MTDR
$6.2B
$69K ﹤0.01%
2,800
+2,400
+600% +$51.6K
MZZ icon
6392
CALL
ProShares UltraShort MidCap400
MZZ
$2.5M
$69K ﹤0.01%
350
+300
+600% +$63K
NLR icon
6393
VanEck Uranium + Nuclear Energy ETF
NLR
$3.82B
$69K ﹤0.01%
1,361
-700
-34% -$34.6K
TRGP icon
6394
PUT
Targa Resources
TRGP
$58B
$69K ﹤0.01%
+700
New +$65.5K
VEEV icon
6395
PUT
Veeva Systems
VEEV
$33.1B
$69K ﹤0.01%
+2,600
New +$84.1K
VNCE icon
6396
Vince Holding Corp
VNCE
$81.3M
$69K ﹤0.01%
260
+180
+225% +$46.1K
CLVS
6397
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$69K ﹤0.01%
1,000
+900
+900% +$66.1K
FGP
6398
PUT
DELISTED
Ferrellgas Partners, L.P.
FGP
$69K ﹤0.01%
3,000
-1,300
-30% -$31.2K
GHDX
6399
DELISTED
Genomic Health, Inc.
GHDX
$69K ﹤0.01%
2,596
-2,485
-49% -$71.3K
FBNK
6400
DELISTED
First Connecticut Bancorp, Inc
FBNK
$69K ﹤0.01%
4,376
+49
+1% +$770
254 255
256
257 258

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.