UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6326	BORN 6326 DELISTED China New Borun Corporation BORN	$1K	﹤0.01%	500 -5,150
6327	GNCA 6327 DELISTED Genocea Biosciences, Inc. GNCA	$1K	﹤0.01%	+9
6328	GPIC 6328 DELISTED Gaming Partners International Corporation GPIC	$1K	﹤0.01%	+80
6329	KTWO 6329 DELISTED K2M Group Holdings, Inc KTWO	$1K	﹤0.01%	+62
6330	ADXSW 6330 DELISTED Advaxis Inc Warrants ADXSW	$1K	﹤0.01%	+650
6331	CVM.WS 6331 DELISTED Cel-Sci Corp Series S CVM.WS	$1K	﹤0.01%	+3,100
6332	JXSB 6332 DELISTED Jacksonville Bancorp Inc JXSB	$1K	﹤0.01%	+27
6333	YUME 6333 DELISTED YuMe, Inc. YUME	$1K	﹤0.01%	+96
6334	UGAZ 6334 DELISTED VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ	–	–	0
6335	NTL 6335 DELISTED Nortel Invesora 1/20 Ser B Shr NTL	$1K	﹤0.01%	+20
6336	BOXC 6336 DELISTED Brookfield Can Office Properties BOXC	$1K	﹤0.01%	42 -93
6337	WILN 6337 DELISTED Wi-LAN Inc. WILN	$1K	﹤0.01%	396 -1,780
6338	TROVW 6338 DELISTED TrovaGene, Inc. Warrant TROVW	$1K	﹤0.01%	+430
6339	CACB 6339 DELISTED Cascade Bancorp CACB	$1K	﹤0.01%	127
6340	GTWN 6340 DELISTED Georgetown Bancorp, Inc.(MA) GTWN	$1K	﹤0.01%	79 -938
6341	FNBC 6341 DELISTED First NBC Bank Holding Company FNBC	$1K	﹤0.01%	23 +7
6342	CBR 6342 DELISTED CIBER Inc. CBR	$1K	﹤0.01%	150
6343	NILE 6343 DELISTED Blue Nile, Inc. NILE	$1K	﹤0.01%	36 -1,102
6344	SZMK 6344 DELISTED SIZMEK INC COM STK (DE) SZMK	$1K	﹤0.01%	101 +1
6345	FCS 6345 DELISTED FAIRCHILD SEMICONDUCTOR INTL INC COMMON FCS	$1K	﹤0.01%	84 -85,624
6346	MESG 6346 DELISTED XURA INC COM (DE) MESG	$1K	﹤0.01%	31 -2,460
6347	CNYD 6347 DELISTED CHINA YIDA HOLDING, CO. NEW COMMON STOCK(NEVADA) CNYD	$1K	﹤0.01%	376 -797
6348	GLPW 6348 DELISTED GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW GLPW	$1K	﹤0.01%	75 -297
6349	BSPM 6349 DELISTED Biostar Pharmaceuticals, Inc. BSPM	$1K	﹤0.01%	119 -571
6350	WBS.WS 6350 DELISTED WEBSTER FINL CORP WATERBURY WT PUR COM EXP 11/21/2018 WBS.WS	$1K	﹤0.01%	50