UBS Portfolio holdings

AUM $109B

1-Year Est. Return 16.36%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+16.36%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.71B
2		+$435M
3		+$369M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$313M

Top Sells

1		+$755M
2		+$344M
3		+$287M
4	Apple AAPL	+$281M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Technology	8.07%
3	Healthcare	7.57%
4	Financials	7.56%
5	Industrials	6.59%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6301	MARK 6301 DELISTED Remark Holdings, Inc. MARK	$1K	﹤0.01%	7
6302	KSPN 6302 DELISTED Kaspien Holdings Inc. Common Stock KSPN	$1K	﹤0.01%	+7
6303	AGRX 6303 DELISTED Agile Therapeutics AGRX	–	–	0
6304	STAB 6304 DELISTED Statera Biopharma, Inc. Common Stock STAB	$1K	﹤0.01%	140
6305	RADA 6305 DELISTED Rada Electronic Industries Ltd RADA	$1K	﹤0.01%	400 +220
6306	ADXS 6306 DELISTED Advaxis Inc ADXS	$1K	﹤0.01%	21
6307	FLGE 6307 DELISTED Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes FLGE	$1K	﹤0.01%	+10
6308	RNET 6308 DELISTED RigNet, Inc. RNET	$1K	﹤0.01%	21 -468
6309	TNAV 6309 DELISTED Telenav Inc. TNAV	$1K	﹤0.01%	160 -471
6310	ALO 6310 DELISTED Alio Gold Inc ALO	$1K	﹤0.01%	54 -7,900
6311	MNI 6311 DELISTED The McClatchy Company Class A Common Stock MNI	$1K	﹤0.01%	20
6312	CARB 6312 DELISTED Carbonite Inc CARB	$1K	﹤0.01%	100 -200
6313	BORN 6313 DELISTED China New Borun Corporation BORN	$1K	﹤0.01%	500 -5,150
6314	ADXSW 6314 DELISTED Advaxis Inc Warrants ADXSW	$1K	﹤0.01%	+650
6315	CVM.WS 6315 DELISTED Cel-Sci Corp Series S CVM.WS	$1K	﹤0.01%	+3,100
6316	JXSB 6316 DELISTED Jacksonville Bancorp Inc JXSB	$1K	﹤0.01%	+27
6317	YUME 6317 DELISTED YuMe, Inc. YUME	$1K	﹤0.01%	+96
6318	UGAZ 6318 DELISTED VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ	–	–	0
6319	WILN 6319 DELISTED Wi-LAN Inc. WILN	$1K	﹤0.01%	396 -1,780
6320	TROVW 6320 DELISTED TrovaGene, Inc. Warrant TROVW	$1K	﹤0.01%	+430
6321	CACB 6321 DELISTED Cascade Bancorp CACB	$1K	﹤0.01%	127
6322	GTWN 6322 DELISTED Georgetown Bancorp, Inc.(MA) GTWN	$1K	﹤0.01%	79 -938
6323	FNBC 6323 DELISTED First NBC Bank Holding Company FNBC	$1K	﹤0.01%	23 +7
6324	CBR 6324 DELISTED CIBER Inc. CBR	$1K	﹤0.01%	150
6325	NILE 6325 DELISTED Blue Nile, Inc. NILE	$1K	﹤0.01%	36 -1,102