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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZH
6301
DELISTED
Nuveen Calif Div
NZH
$76K ﹤0.01%
6,230
-2,169
-26% -$26K
CFN
6302
CALL
DELISTED
CAREFUSION CORPORATION
CFN
$76K ﹤0.01%
1,900
-16,800
-90% -$680K
XVZ
6303
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$76K ﹤0.01%
2,427
+386
+19% +$12.6K
CEO
6304
CALL
DELISTED
CNOOC Limited
CEO
$76K ﹤0.01%
500
-200
-29% -$32.4K
FLXS icon
6305
Flexsteel Industries
FLXS
$307M
$75K ﹤0.01%
+1,982
New +$66K
FSM icon
6306
Fortuna Silver Mines
FSM
$2.56B
$75K ﹤0.01%
20,316
+19,392
+2,099% +$75.3K
KEY icon
6307
PUT
KeyCorp
KEY
$24.3B
$75K ﹤0.01%
5,300
-9,600
-64% -$129K
MOG.A icon
6308
Moog Inc Class A
MOG.A
$12.3B
$75K ﹤0.01%
1,141
-1,715
-60% -$109K
MTR
6309
Mesa Royalty Trust
MTR
$5.4M
$75K ﹤0.01%
2,906
+1,906
+191% +$44.1K
NDLS icon
6310
PUT
Noodles & Co
NDLS
$110M
$75K ﹤0.01%
238
-187
-44% -$56.1K
OPCH icon
6311
CALL
Option Care Health
OPCH
$3.59B
$75K ﹤0.01%
2,675
-4,950
-65% -$153K
STWD icon
6312
CALL
Starwood Property Trust
STWD
$5.94B
$75K ﹤0.01%
3,200
+2,704
+545% +$64.2K
EMES
6313
CALL
DELISTED
Emerge Energy Services LP
EMES
$75K ﹤0.01%
+1,200
New +$57.1K
HGT
6314
CALL
DELISTED
Hugoton Royalty Trust
HGT
$75K ﹤0.01%
9,300
-3,600
-28% -$30K
ACFN
6315
CALL
DELISTED
Acorn Energy Inc
ACFN
$75K ﹤0.01%
22,000
+16,300
+286% +$59.4K
IBCB
6316
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$75K ﹤0.01%
750
-2,380
-76% -$238K
MCRO
6317
DELISTED
IQ Hedge Macro Tracker
MCRO
$75K ﹤0.01%
2,816
+1,642
+140% +$43K
BWA icon
6318
CALL
BorgWarner
BWA
$12.9B
$74K ﹤0.01%
1,363
-455
-25% -$23.2K
CACI icon
6319
PUT
CACI
CACI
$11.2B
$74K ﹤0.01%
1,000
– –
CASH icon
6320
Pathward Financial
CASH
$1.92B
$74K ﹤0.01%
4,950
+3
+0.1% +$42
CPRX
6321
DELISTED
Catalyst Pharmaceutical
CPRX
$74K ﹤0.01%
+32,551
New +$68.1K
DRN icon
6322
PUT
Direxion Daily Real Estate Bull 3X ETF
DRN
$45.2M
$74K ﹤0.01%
6,000
-3,200
-35% -$35.9K
EQIX icon
6323
PUT
Equinix
EQIX
$99.3B
$74K ﹤0.01%
400
-8,800
-96% -$1.62M
JBLU icon
6324
PUT
JetBlue
JBLU
$2.35B
$74K ﹤0.01%
8,500
-12,900
-60% -$113K
MVO
6325
DELISTED
MV Oil Trust
MVO
$74K ﹤0.01%
2,912
-123
-4% -$2.96K
251 252
253
254 255

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.