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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AV
6301
DELISTED
Aviva Plc
AV
$77K ﹤0.01%
5,951
-8,350
-58% -$101K
ACTG icon
6302
Acacia Research
ACTG
$445M
$76K ﹤0.01%
3,290
-3,061
-48% -$70K
ANGI icon
6303
PUT
Angi Inc
ANGI
$251M
$76K ﹤0.01%
340
-650
-66% -$151K
DCOM icon
6304
Dime Commercial Bancshares
DCOM
$1.84B
$76K ﹤0.01%
+3,527
New +$78.5K
INCY icon
6305
PUT
Incyte
INCY
$24.4B
$76K ﹤0.01%
2,000
+1,900
+1,900% +$56.1K
KDP icon
6306
PUT
Keurig Dr Pepper
KDP
$42.3B
$76K ﹤0.01%
1,700
+800
+89% +$36.8K
MTN icon
6307
CALL
Vail Resorts
MTN
$5.33B
$76K ﹤0.01%
1,100
-700
-39% -$47.3K
SDOW icon
6308
CALL
ProShares UltraPro Short Dow 30
SDOW
$137M
$76K ﹤0.01%
+7
New +$70.9K
VTWV icon
6309
Vanguard Russell 2000 Value ETF
VTWV
$1.32B
$76K ﹤0.01%
959
+519
+118% +$40.6K
TSC
6310
DELISTED
TriState Capital Holdings, Inc.
TSC
$76K ﹤0.01%
5,889
+2,508
+74% +$32.8K
GLUU
6311
PUT
DELISTED
Glu Mobile Inc.
GLUU
$76K ﹤0.01%
27,200
+23,800
+700% +$59.2K
ACTV
6312
CALL
DELISTED
Active Network Inc
ACTV
$76K ﹤0.01%
5,300
+2,900
+121% +$27.9K
DZK
6313
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$76K ﹤0.01%
1,203
+1,165
+3,066% +$66.2K
FTR
6314
PUT
DELISTED
Frontier Communications Corp.
FTR
$76K ﹤0.01%
1,213
+33
+3% +$2.15K
DBC icon
6315
CALL
Invesco DB Commodity Index Tracking Fund
DBC
$1.63B
$75K ﹤0.01%
2,900
-112,900
-97% -$2.95M
MDXG icon
6316
MiMedx Group
MDXG
$622M
$75K ﹤0.01%
18,000
– –
OSUR icon
6317
CALL
OraSure Technologies
OSUR
$287M
$75K ﹤0.01%
12,500
-4,500
-26% -$22.5K
SMCI icon
6318
Super Micro Computer
SMCI
$20.5B
$75K ﹤0.01%
55,600
+49,740
+849% +$62.7K
JOYY
6319
PUT
JOYY Inc
JOYY
$3.77B
$75K ﹤0.01%
+1,600
New +$64.5K
AJRD
6320
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$75K ﹤0.01%
4,700
+100
+2% +$1.64K
FBNK
6321
DELISTED
First Connecticut Bancorp, Inc
FBNK
$75K ﹤0.01%
5,068
-583
-10% -$8.51K
TW
6322
CALL
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$75K ﹤0.01%
700
-900
-56% -$79.2K
STSI
6323
CALL
DELISTED
STAR SCIENTIFIC INC
STSI
$75K ﹤0.01%
39,500
-77,500
-66% -$147K
IBCB
6324
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$75K ﹤0.01%
750
– –
UN
6325
PUT
DELISTED
Unilever NV New York Registry Shares
UN
$75K ﹤0.01%
2,000
-400
-17% -$15.8K
251 252
253
254 255

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.