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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUD
6276
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
$79K ﹤0.01%
876
+182
+26% +$16.3K
PEI
6277
CALL
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$79K ﹤0.01%
280
+40
+17% +$11.7K
UFS
6278
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
$79K ﹤0.01%
2,000
+800
+67% +$28.4K
MTGE
6279
PUT
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$79K ﹤0.01%
4,000
-8,500
-68% -$164K
COO icon
6280
CALL
Cooper Companies
COO
$14.5B
$78K ﹤0.01%
2,400
-319,600
-99% -$10.3M
NYT icon
6281
CALL
New York Times
NYT
$12.2B
$78K ﹤0.01%
6,200
-700
-10% -$8.29K
SVM
6282
CALL
Silvercorp Metals
SVM
$2.26B
$78K ﹤0.01%
23,900
+1,900
+9% +$6.19K
TDTF icon
6283
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$78K ﹤0.01%
+3,099
New +$77.5K
TEL icon
6284
CALL
TE Connectivity
TEL
$62.7B
$78K ﹤0.01%
1,500
-400
-21% -$20K
WTI icon
6285
CALL
W&T Offshore
WTI
$512M
$78K ﹤0.01%
4,400
-2,500
-36% -$40.4K
PHH
6286
CALL
DELISTED
PHH Corporation
PHH
$78K ﹤0.01%
+3,300
New +$73.2K
KWK
6287
PUT
DELISTED
QUICKSILVER RESOURCES INC
KWK
$78K ﹤0.01%
39,400
+16,800
+74% +$28.5K
IBCD
6288
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$78K ﹤0.01%
3,264
+236
+8% +$5.63K
OSIR
6289
PUT
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$78K ﹤0.01%
4,700
+4,200
+840% +$62.1K
AIR icon
6290
PUT
AAR Corp
AIR
$5.94B
$77K ﹤0.01%
2,800
+2,000
+250% +$51.1K
AL
6291
CALL
DELISTED
Air Lease Corp
AL
$77K ﹤0.01%
2,800
+1,600
+133% +$43.8K
AMSC icon
6292
PUT
American Superconductor
AMSC
$1.62B
$77K ﹤0.01%
3,290
-1,940
-37% -$49.1K
SFNC icon
6293
Simmons First National
SFNC
$3.49B
$77K ﹤0.01%
4,956
-1,272
-20% -$17.4K
WEC icon
6294
PUT
WEC Energy
WEC
$35.5B
$77K ﹤0.01%
1,900
+200
+12% +$8.33K
AVTA
6295
DELISTED
Avantax, Inc. Common Stock
AVTA
$77K ﹤0.01%
3,325
+2,757
+485% +$57.4K
SFUN
6296
CALL
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$77K ﹤0.01%
+150
New +$57.7K
KSU
6297
CALL
DELISTED
Kansas City Southern
KSU
$77K ﹤0.01%
700
-4,500
-87% -$495K
ECT
6298
CALL
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$77K ﹤0.01%
8,200
+7,100
+645% +$69.5K
AFFX
6299
CALL
DELISTED
Affymetrix Inc
AFFX
$77K ﹤0.01%
12,500
+9,500
+317% +$49.1K
GA
6300
PUT
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$77K ﹤0.01%
8,400
+6,000
+250% +$49.1K
250 251
252
253 254

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.