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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVA icon
6226
CALL
Innoviva
INVA
$1.53B
$82K ﹤0.01%
2,482
-165,798
-99% -$5.16M
LSTA icon
6227
CALL
Lisata Therapeutics
LSTA
$10.2M
$82K ﹤0.01%
+64
New +$71.1K
MKC.V icon
6228
McCormick & Company Voting
MKC.V
$14.1B
$82K ﹤0.01%
2,516
-2,576
-51% -$90.6K
MOG.B icon
6229
Moog Inc Class B
MOG.B
$12.6B
$82K ﹤0.01%
1,403
-5
-0.4% -$275
PETS icon
6230
PetMed Express
PETS
$42.3M
$82K ﹤0.01%
4,995
-10,463
-68% -$163K
VSH icon
6231
CALL
Vishay Intertechnology
VSH
$5.98B
$82K ﹤0.01%
6,400
+4,900
+327% +$66.8K
OIL
6232
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$82K ﹤0.01%
1,925
+1,906
+10,032% +$81.2K
AYR
6233
CALL
DELISTED
Aircastle Ltd
AYR
$82K ﹤0.01%
4,700
+4,500
+2,250% +$76.9K
RT
6234
PUT
DELISTED
Ruby Tuesday Georgia
RT
$82K ﹤0.01%
10,900
-2,500
-19% -$19.9K
TSL
6235
CALL
DELISTED
Trina Solar Limited
TSL
$82K ﹤0.01%
5,300
-1,800
-25% -$15.9K
NGZ
6236
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$82K ﹤0.01%
5,434
+1,681
+45% +$24.6K
VLTR
6237
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
$82K ﹤0.01%
3,569
-764
-18% -$14.5K
PFIN
6238
DELISTED
P&F Industries
PFIN
$82K ﹤0.01%
10,614
+10,107
+1,993% +$80.3K
BGC icon
6239
PUT
BGC Group
BGC
$5.28B
$81K ﹤0.01%
22,237
+4,821
+28% +$18.5K
ENPH icon
6240
Enphase Energy
ENPH
$5.42B
$81K ﹤0.01%
+10,023
New +$72.3K
HSBC icon
6241
CALL
HSBC
HSBC
$367B
$81K ﹤0.01%
1,741
-4,410
-72% -$209K
MAS icon
6242
PUT
Masco
MAS
$15.1B
$81K ﹤0.01%
4,324
-456
-10% -$8.12K
PDFS icon
6243
PUT
PDF Solutions
PDFS
$2.16B
$81K ﹤0.01%
+3,800
New +$78.2K
SAP icon
6244
PUT
SAP
SAP
$223B
$81K ﹤0.01%
1,100
-700
-39% -$51.7K
SILC icon
6245
Silicom
SILC
$260M
$81K ﹤0.01%
2,207
-995
-31% -$34.9K
TSCO icon
6246
CALL
Tractor Supply
TSCO
$17.2B
$81K ﹤0.01%
6,000
-30,000
-83% -$370K
WDAY icon
6247
PUT
Workday
WDAY
$41.5B
$81K ﹤0.01%
1,000
+800
+400% +$58.3K
LUMO
6248
PUT
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$81K ﹤0.01%
478
-244
-34% -$39.3K
GPT
6249
DELISTED
Gramercy Property Trust
GPT
$81K ﹤0.01%
6,524
-9,513
-59% -$126K
IBCC
6250
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$81K ﹤0.01%
3,252
+232
+8% +$5.65K
248 249
250
251 252

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.