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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
601
CALL
Autodesk
ADSK
$44.3B
$25.5M 0.03%
618,700
+616,300
+25,679% +$22.8M
GD icon
602
General Dynamics
GD
$105B
$25.4M 0.03%
290,128
-413
-0.1% -$35.1K
HRI icon
603
Herc Holdings
HRI
$5.43B
$25.4M 0.03%
381,355
+86,012
+29% +$6.59M
MCHP icon
604
Microchip Technology
MCHP
$42.8B
$25.2M 0.03%
1,252,766
+52,256
+4% +$1.03M
NUGT icon
605
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$863M
$25.1M 0.03%
12,473
+12,403
+17,719% +$33.7M
GM icon
606
CALL
General Motors
GM
$74.7B
$25.1M 0.03%
696,597
-727,603
-51% -$26.1M
DELL
607
DELISTED
DELL INC
DELL
$25M 0.03%
1,815,763
+482,961
+36% +$6.54M
BRCM
608
DELISTED
BROADCOM CORP CL-A
BRCM
$25M 0.03%
959,098
-212,770
-18% -$6.01M
DAL icon
609
PUT
Delta Air Lines
DAL
$55.9B
$24.9M 0.03%
1,055,900
+5,200
+0.5% +$108K
TPR icon
610
PUT
Tapestry
TPR
$28.8B
$24.9M 0.03%
456,600
+151,900
+50% +$8.36M
IBM icon
611
PUT
IBM
IBM
$202B
$24.8M 0.03%
140,300
+1,914
+1% +$348K
MSI icon
612
CALL
Motorola Solutions
MSI
$69.4B
$24.8M 0.03%
417,900
+172,000
+70% +$9.89M
WFC icon
613
CALL
Wells Fargo
WFC
$261B
$24.8M 0.03%
599,400
+46,400
+8% +$1.98M
EWG icon
614
iShares MSCI Germany ETF
EWG
$1.5B
$24.7M 0.03%
889,604
+353,818
+66% +$9.36M
PAYX icon
615
Paychex
PAYX
$40.4B
$24.7M 0.03%
608,720
+112,411
+23% +$4.44M
PCAR icon
616
PACCAR
PCAR
$69.6B
$24.7M 0.03%
665,769
+81,418
+14% +$3.03M
TBT icon
617
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$24.7M 0.03%
328,200
+240,400
+274% +$18.5M
DOV icon
618
Dover
DOV
$27.2B
$24.7M 0.03%
410,072
-5,283
-1% -$304K
VCIT icon
619
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$24.7M 0.03%
295,828
-50,905
-15% -$4.22M
EWW icon
620
PUT
iShares MSCI Mexico ETF
EWW
$1.89B
$24.7M 0.03%
386,100
+97,400
+34% +$6.42M
EWA icon
621
iShares MSCI Australia ETF
EWA
$1.34B
$24.7M 0.03%
975,700
-248,045
-20% -$5.96M
SYY icon
622
Sysco
SYY
$39.7B
$24.6M 0.03%
773,820
+46,184
+6% +$1.55M
AGN
623
PUT
DELISTED
Allergan Inc
AGN
$24.3M 0.02%
268,900
+161,000
+149% +$14.5M
BXMT icon
624
Blackstone Mortgage Trust
BXMT
$2.82B
$24.3M 0.02%
963,100
+961,542
+61,716% +$24.4M
EWC icon
625
iShares MSCI Canada ETF
EWC
$6.04B
$24.3M 0.02%
856,846
+199,986
+30% +$5.54M
23 24
25
26 27

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.