UBS Portfolio holdings

AUM $109B

1-Year Est. Return 16.36%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+16.36%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.71B
2		+$435M
3		+$369M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$313M

Top Sells

1		+$755M
2		+$344M
3		+$287M
4	Apple AAPL	+$281M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Technology	8.07%
3	Healthcare	7.57%
4	Financials	7.56%
5	Industrials	6.59%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6201	6201 Preferred Bank PFBC $1.08B	$2K	﹤0.01%	66 -1,088
6202	6202 CarParts.com PRTS $54.6M	$2K	﹤0.01%	466 -9,669
6203	6203 Urban One Class D UONEK $34.4M	$2K	﹤0.01%	50 -7,845
6204	6204 Traws Pharma TRAW $13.8M	–	–	0
6205	GPUS 6205 Hyperscale Data Inc GPUS $64.2M	–	–	0
6206	NURO 6206 DELISTED NeuroMetrix, Inc. Common Stock NURO	–	–	0
6207	CCF 6207 DELISTED Chase Corporation CCF	$2K	﹤0.01%	46 -1,436
6208	OIG 6208 DELISTED Orbital Infrastructure Group, Inc. Common Stock OIG	$2K	﹤0.01%	7 -1,433
6209	AHPI 6209 DELISTED Allied Healthcare Products AHPI	$2K	﹤0.01%	503 -244
6210	OTEL 6210 DELISTED Otelco, Inc. Class A OTEL	$2K	﹤0.01%	260 +214
6211	FHK 6211 DELISTED First Trust Hong Kong AlphaDEX Fund FHK	$2K	﹤0.01%	+45
6212	ZN 6212 DELISTED Zion Oil & Gas, Inc. ZN	$2K	﹤0.01%	984
6213	AVEO 6213 DELISTED AVEO Pharmaceuticals, Inc. AVEO	$2K	﹤0.01%	100
6214	CBPX 6214 DELISTED CONTINENTAL BUILDING PRODUCTS, INC. CBPX	$2K	﹤0.01%	111 -10,540
6215	MAMS 6215 DELISTED MAM Software Group Inc. New MAMS	$2K	﹤0.01%	+408
6216	IMI 6216 DELISTED Intermolecular, Inc. IMI	$2K	﹤0.01%	1,000
6217	CNTF 6217 DELISTED China TechFaith Wireless Communication Technology Ltd CNTF	$2K	﹤0.01%	307 -564
6218	AMBR 6218 DELISTED Amber Road Inc AMBR	$2K	﹤0.01%	+102
6219	TISA 6219 DELISTED TOP Image Systems Ltd TISA	$2K	﹤0.01%	544 +394
6220	WHLRW 6220 DELISTED Wheeler Real Estate Investment Trust, Inc. Warrants WHLRW	$2K	﹤0.01%	+3,440
6221	BSF 6221 DELISTED Bear State Financial, Inc. BSF	$2K	﹤0.01%	233
6222	CUPM 6222 DELISTED iPath Pure Beta Copper ETN CUPM	$2K	﹤0.01%	+61
6223	CRVP 6223 DELISTED Crystal Rock Holdings, Inc. CRVP	$2K	﹤0.01%	2,099 +521
6224	LMOS 6224 DELISTED Lumos Networks Corp LMOS	$2K	﹤0.01%	150
6225	GYEN 6225 DELISTED AdvisorShares Gartman Gold/Yen ETF GYEN	$2K	﹤0.01%	+118