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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAM
6201
CALL
DELISTED
BEAM INC COM STK (DE)
BEAM
$84K ﹤0.01%
1,300
+300
+30% +$19.3K
BJRI icon
6202
BJ's Restaurants
BJRI
$1.45B
$83K ﹤0.01%
2,916
+1,226
+73% +$41.4K
FWRD icon
6203
Forward Air
FWRD
$477M
$83K ﹤0.01%
2,065
+822
+66% +$31.3K
MTN icon
6204
PUT
Vail Resorts
MTN
$5.31B
$83K ﹤0.01%
1,200
– –
RGLS
6205
DELISTED
Regulus Therapeutics
RGLS
$83K ﹤0.01%
73
+11
+18% +$13K
RJF icon
6206
PUT
Raymond James Financial
RJF
$34.3B
$83K ﹤0.01%
3,000
– –
SCHR
6207
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$83K ﹤0.01%
3,128
+86
+3% +$2.25K
SNV
6208
PUT
DELISTED
Synovus
SNV
$83K ﹤0.01%
3,600
-357
-9% -$8.13K
NSLR
6209
PUT
Neostellar Capital Corp
NSLR
$291M
$83K ﹤0.01%
8,625
+7,085
+460% +$51.5K
TCRT icon
6210
CALL
Alaunos Therapeutics
TCRT
$4.71M
$83K ﹤0.01%
141
+2
+1% +$901
TDG icon
6211
CALL
TransDigm Group
TDG
$70.2B
$83K ﹤0.01%
600
+200
+50% +$28.5K
TRP icon
6212
CALL
TC Energy
TRP
$68.7B
$83K ﹤0.01%
1,900
+100
+6% +$4.45K
QEP
6213
CALL
DELISTED
QEP RESOURCES, INC.
QEP
$83K ﹤0.01%
3,000
+1,900
+173% +$54.9K
RST
6214
CALL
DELISTED
ROSETTA STONE INC
RST
$83K ﹤0.01%
5,100
+2,900
+132% +$46.4K
NTLS
6215
PUT
DELISTED
NTELOS HLDGS CORP COM
NTLS
$83K ﹤0.01%
+4,400
New +$76K
PT
6216
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$83K ﹤0.01%
18,513
+8,356
+82% +$33K
CBST
6217
PUT
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$83K ﹤0.01%
1,300
-1,600
-55% -$96.7K
TOFC
6218
DELISTED
TOWER FINANCIAL CORP
TOFC
$83K ﹤0.01%
3,591
+2,982
+490% +$50.9K
BTM
6219
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$83K ﹤0.01%
45,390
-41,638
-48% -$76.1K
CYS
6220
PUT
DELISTED
CYS Investments Inc.
CYS
$83K ﹤0.01%
10,200
-10,500
-51% -$84.9K
SNBC
6221
DELISTED
Sun Bancorp Inc
SNBC
$83K ﹤0.01%
4,320
-269
-6% -$4.79K
ARLP icon
6222
PUT
Alliance Resource Partners
ARLP
$3.38B
$82K ﹤0.01%
2,200
-4,400
-67% -$166K
AXON
6223
CALL
Axon Enterprise
AXON
$48.1B
$82K ﹤0.01%
5,500
+3,400
+162% +$36.5K
CODI icon
6224
CALL
Compass Diversified
CODI
$831M
$82K ﹤0.01%
4,600
-6,800
-60% -$121K
FIX icon
6225
Comfort Systems
FIX
$62.3B
$82K ﹤0.01%
4,845
+3,622
+296% +$58K
247 248
249
250 251

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.