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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECS icon
6151
CALL
Direxion Daily Technology Bear 3x ETF
TECS
$65.7M
– –
0
– –
HYLD
6152
DELISTED
High Yield ETF
HYLD
$86K ﹤0.01%
1,645
+324
+25% +$17K
CRZO
6153
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
$86K ﹤0.01%
1,600
-2,100
-57% -$96.3K
AREX
6154
CALL
DELISTED
Approach Resources Inc.
AREX
$86K ﹤0.01%
4,100
+100
+3% +$2.05K
MESG
6155
DELISTED
XURA INC COM (DE)
MESG
$86K ﹤0.01%
2,491
-15,721
-86% -$565K
QRE
6156
PUT
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$86K ﹤0.01%
4,800
-13,900
-74% -$246K
FNIO
6157
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$86K ﹤0.01%
2,681
-20,119
-88% -$627K
CTIC
6158
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$86K ﹤0.01%
2,518
+2,511
+35,871% +$85.8K
DI
6159
DELISTED
PIMCO Diversified Income Active Exchange-Traded Fund
DI
$86K ﹤0.01%
+1,703
New +$86K
BOKF icon
6160
BOK Financial
BOKF
$8.72B
$85K ﹤0.01%
1,220
+626
+105% +$41K
CDE icon
6161
PUT
Coeur Mining
CDE
$15.9B
$85K ﹤0.01%
9,100
+1,800
+25% +$19.4K
FBP icon
6162
First Bancorp
FBP
$4.46B
$85K ﹤0.01%
15,694
+14,882
+1,833% +$78.9K
FSTR icon
6163
Foster
FSTR
$434M
$85K ﹤0.01%
1,810
+570
+46% +$25.6K
HRB icon
6164
PUT
H&R Block
HRB
$5.77B
$85K ﹤0.01%
2,800
-31,600
-92% -$948K
IVZ icon
6165
CALL
Invesco
IVZ
$13.5B
$85K ﹤0.01%
2,300
-8,100
-78% -$281K
LCII icon
6166
LCI Industries
LCII
$2.52B
$85K ﹤0.01%
1,563
+215
+16% +$10.8K
MSGS icon
6167
PUT
Madison Square Garden
MSGS
$9.33B
$85K ﹤0.01%
+2,103
New +$86.4K
SUNE
6168
SUNation Energy
SUNE
$9.44M
– –
0
– –
QEP
6169
CALL
DELISTED
QEP RESOURCES, INC.
QEP
$85K ﹤0.01%
2,900
-49,400
-94% -$1.48M
TCF
6170
DELISTED
TCF Financial Corporation Common Stock
TCF
$85K ﹤0.01%
2,613
+1,683
+181% +$51.3K
ORM
6171
DELISTED
Owens Realty Mortgage, Inc.
ORM
$85K ﹤0.01%
5,760
-2,470
-30% -$35.6K
BNJ
6172
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$85K ﹤0.01%
6,119
-700
-10% -$9.55K
KATE
6173
CALL
DELISTED
Kate Spade & Company
KATE
$85K ﹤0.01%
2,300
-1,200
-34% -$39.7K
IO
6174
DELISTED
ION Geophysical Corporation
IO
$85K ﹤0.01%
1,346
-469
-26% -$25.7K
CY
6175
CALL
DELISTED
Cypress Semiconductor
CY
$85K ﹤0.01%
8,300
-100
-1% -$1.01K
245 246
247
248 249

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.