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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDM icon
6151
PUT
ProShares Ultra Dow30
DDM
$547M
$86K ﹤0.01%
10,800
-3,600
-25% -$29.2K
ING icon
6152
CALL
ING
ING
$101B
$86K ﹤0.01%
7,600
-3,600
-32% -$38.8K
INTU icon
6153
PUT
Intuit
INTU
$88.5B
$86K ﹤0.01%
1,300
-4,000
-75% -$258K
NCLH icon
6154
Norwegian Cruise Line
NCLH
$9.22B
$86K ﹤0.01%
2,767
+1,317
+91% +$41.4K
PYN
6155
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$86K ﹤0.01%
9,242
-1,434
-13% -$13.1K
SDOW icon
6156
ProShares UltraPro Short Dow 30
SDOW
$137M
$86K ﹤0.01%
8
-8
-50% -$81K
SPB icon
6157
Spectrum Brands
SPB
$2.09B
$86K ﹤0.01%
1,312
-4,546
-78% -$278K
TECS icon
6158
Direxion Daily Technology Bear 3x ETF
TECS
$56.4M
– –
0
– –
TROW icon
6159
PUT
T. Rowe Price
TROW
$24.7B
$86K ﹤0.01%
1,200
+200
+20% +$14.8K
VTLE
6160
CALL
DELISTED
Vital Energy
VTLE
$86K ﹤0.01%
145
+15
+12% +$7.34K
HAYN
6161
DELISTED
Haynes International, Inc.
HAYN
$86K ﹤0.01%
1,911
+1,073
+128% +$50.4K
PIR
6162
PUT
DELISTED
Pier 1 Imports, Inc.
PIR
$86K ﹤0.01%
220
+110
+100% +$49.7K
WAGE
6163
CALL
DELISTED
WageWorks, Inc.
WAGE
$86K ﹤0.01%
+1,700
New +$70.1K
APU
6164
PUT
DELISTED
AmeriGas Partners, L.P.
APU
$86K ﹤0.01%
2,000
-900
-31% -$40K
NKA
6165
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$86K ﹤0.01%
5,567
-39,372
-88% -$574K
TXI
6166
CALL
DELISTED
TEXAS INDUSTRIES INC
TXI
$86K ﹤0.01%
1,300
-800
-38% -$50.3K
BRD
6167
DELISTED
BRIGUS GOLD CORP COM STK
BRD
$86K ﹤0.01%
143,705
+128,705
+858% +$71.1K
GWAY
6168
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
$86K ﹤0.01%
+4,180
New +$56.8K
GT.PRA
6169
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$86K ﹤0.01%
1,350
+1,267
+1,527% +$80.7K
BBOX
6170
DELISTED
Black Box Corp
BBOX
$86K ﹤0.01%
2,803
+1,103
+65% +$31.3K
AMTG
6171
CALL
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$86K ﹤0.01%
5,900
+2,600
+79% +$40.3K
QLIK
6172
PUT
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$86K ﹤0.01%
2,500
+700
+39% +$23K
PQUE
6173
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$86K ﹤0.01%
21,537
-108,882
-83% -$435K
BHE icon
6174
PUT
Benchmark Electronics
BHE
$3.07B
$85K ﹤0.01%
3,700
+400
+12% +$8.85K
DAKT icon
6175
Daktronics
DAKT
$1.04B
$85K ﹤0.01%
7,618
+3,965
+109% +$43.7K
245 246
247
248 249

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.