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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRCC
6126
DELISTED
JAMES RIVER COAL NEW
JRCC
$88K ﹤0.01%
117,664
+1,106
+0.9% +$1.03K
BSE
6127
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$88K ﹤0.01%
6,861
+4,360
+174% +$54.8K
CLMB icon
6128
Climb Global Solutions
CLMB
$508M
$87K ﹤0.01%
17,480
+1,148
+7% +$4.31K
GBX icon
6129
CALL
The Greenbrier Companies
GBX
$1.54B
$87K ﹤0.01%
1,900
-4,100
-68% -$162K
HOUS
6130
PUT
DELISTED
Anywhere Real Estate
HOUS
$87K ﹤0.01%
2,000
– –
NWPX icon
6131
PUT
NWPX Infrastructure Inc
NWPX
$1.23B
$87K ﹤0.01%
+2,400
New +$85.7K
SSD icon
6132
Simpson Manufacturing
SSD
$7.91B
$87K ﹤0.01%
2,476
-216
-8% -$7.41K
WSM icon
6133
PUT
Williams-Sonoma
WSM
$28.2B
$87K ﹤0.01%
2,600
+1,400
+117% +$40.8K
ATHX
6134
CALL
DELISTED
Athersys, Inc. Common Stock
ATHX
$87K ﹤0.01%
1,080
+436
+68% +$40.3K
AVIV
6135
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$87K ﹤0.01%
3,574
+145
+4% +$3.54K
BQR
6136
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$87K ﹤0.01%
10,800
+1,629
+18% +$12.9K
NGX
6137
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$87K ﹤0.01%
7,132
-685
-9% -$8.29K
CA
6138
CALL
DELISTED
CA, Inc.
CA
$87K ﹤0.01%
2,800
-25,300
-90% -$825K
RTLA
6139
DELISTED
iPath Long Extended Russell 2000 TR Index ETN
RTLA
$87K ﹤0.01%
596
+37
+7% +$5.28K
NMRX
6140
DELISTED
Numerex Corp
NMRX
$87K ﹤0.01%
8,000
+5,184
+184% +$71.7K
FCGL
6141
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$87K ﹤0.01%
2,212
+1,342
+154% +$52.8K
ATHM icon
6142
Autohome
ATHM
$2.68B
$86K ﹤0.01%
+2,237
New +$82.5K
CMTL icon
6143
Comtech Telecommunications
CMTL
$49.7M
$86K ﹤0.01%
2,709
-1,389
-34% -$43.8K
CWEN icon
6144
Clearway Energy Class C
CWEN
$4.99B
$86K ﹤0.01%
4,358
+1,652
+61% +$31.5K
DJCO icon
6145
Daily Journal
DJCO
$810M
$86K ﹤0.01%
495
+490
+9,800% +$81.9K
FXP icon
6146
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$5.67M
$86K ﹤0.01%
161
+48
+42% +$27.5K
GES
6147
CALL
DELISTED
Guess Inc
GES
$86K ﹤0.01%
3,100
+400
+15% +$11.6K
ITT icon
6148
PUT
ITT
ITT
$17.7B
$86K ﹤0.01%
2,000
– –
SAND
6149
PUT
DELISTED
Sandstorm Gold
SAND
$86K ﹤0.01%
15,400
+8,500
+123% +$45.5K
SCS
6150
CALL
DELISTED
Steelcase
SCS
$86K ﹤0.01%
5,200
+2,400
+86% +$35.7K
244 245
246
247 248

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.