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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZA icon
6101
PUT
Direxion Daily Small Cap Bear 3x ETF
TZA
$216M
$91K ﹤0.01%
3
+1
+50% +$40.9K
SDT
6102
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$91K ﹤0.01%
6,888
+4,018
+140% +$53.3K
RKUS
6103
CALL
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$91K ﹤0.01%
+5,400
New +$78.8K
GEL icon
6104
CALL
Genesis Energy
GEL
$1.86B
$90K ﹤0.01%
1,800
-300
-14% -$15.1K
LII icon
6105
CALL
Lennox International
LII
$15.2B
$90K ﹤0.01%
1,200
– –
TIP icon
6106
CALL
iShares TIPS Bond ETF
TIP
$14.5B
$90K ﹤0.01%
800
+300
+60% +$33.5K
SCX
6107
DELISTED
The L.S. Starrett Company
SCX
$90K ﹤0.01%
8,172
+2,534
+45% +$26.8K
BKEP
6108
DELISTED
Blueknight Energy Partners L.P.
BKEP
$90K ﹤0.01%
11,000
+653
+6% +$5.54K
DTYL
6109
DELISTED
iPath US Treasury 10-year Bull ETN
DTYL
$90K ﹤0.01%
1,342
+1,220
+1,000% +$79.7K
ARRY
6110
PUT
DELISTED
Array Biopharma Inc
ARRY
$90K ﹤0.01%
14,500
+13,300
+1,108% +$79K
RPXC
6111
DELISTED
RPX Corporation
RPXC
$90K ﹤0.01%
5,151
+1,305
+34% +$22.3K
RT
6112
DELISTED
Ruby Tuesday Georgia
RT
$90K ﹤0.01%
12,056
+1,694
+16% +$13.5K
GTI
6113
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$90K ﹤0.01%
10,600
+10,365
+4,411% +$80.3K
RTL
6114
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
$90K ﹤0.01%
2,608
-82
-3% -$2.96K
ABCB icon
6115
Ameris Bancorp
ABCB
$5.99B
$89K ﹤0.01%
4,807
-878
-15% -$16.5K
CAH icon
6116
CALL
Cardinal Health
CAH
$54.8B
$89K ﹤0.01%
1,700
-13,900
-89% -$706K
ECL icon
6117
PUT
Ecolab
ECL
$78.2B
$89K ﹤0.01%
900
-3,300
-79% -$307K
ESS icon
6118
CALL
Essex Property Trust
ESS
$18.2B
$89K ﹤0.01%
600
-1,200
-67% -$186K
LARK icon
6119
Landmark Bancorp
LARK
$193M
$89K ﹤0.01%
8,012
+3,430
+75% +$36.6K
NXN
6120
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$89K ﹤0.01%
6,792
+2,016
+42% +$25.9K
POWL icon
6121
Powell Industries
POWL
$7.63B
$89K ﹤0.01%
4,341
+4,062
+1,456% +$73.4K
RYN icon
6122
CALL
Rayonier
RYN
$6.48B
$89K ﹤0.01%
2,361
-7,085
-75% -$272K
TDS icon
6123
CALL
Telephone and Data Systems
TDS
$4.06B
$89K ﹤0.01%
3,000
+2,800
+1,400% +$77K
AGQ icon
6124
PUT
ProShares Ultra Silver
AGQ
$1.19B
$88K ﹤0.01%
1,100
-850
-44% -$68.3K
ALK icon
6125
CALL
Alaska Air
ALK
$5.76B
$88K ﹤0.01%
2,800
-5,800
-67% -$173K
243 244
245
246 247

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.