UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6076	CSUN 6076 DELISTED CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS) CSUN	$4K	﹤0.01%	1,364 -3,345
6077	SPRO 6077 DELISTED SMARTPROS LTD COM STK SPRO	$4K	﹤0.01%	1,825 +1,371
6078	IPCM 6078 DELISTED IPC HEALTHCARE INC COM DTD IPCM	$4K	﹤0.01%	99 -105
6079	KYTH 6079 DELISTED KYTHERA BIOPHARMACEUTICALS, INC COM KYTH	$4K	﹤0.01%	100 -220
6080	BGMD 6080 DELISTED BG MEDICINE INC COM STK NEW BGMD	$4K	﹤0.01%	970 -249
6081	ITLY 6081 DELISTED DEUTSCHE BK AG LONDON BRH POWERSHARES DB ITALIAN TREAS ITLY	$4K	﹤0.01%	+122
6082	WHX 6082 DELISTED WHITING USA TRUST I UNITS OF BENE INT WHX	$4K	﹤0.01%	2,126 +1,476
6083	ORBT 6083 DELISTED ORBIT INTERNATIONAL CORP ORBT	$4K	﹤0.01%	1,505 -3,125
6084	NOVB 6084 DELISTED NORTH VALLEY BANCORP-COM NOVB	$4K	﹤0.01%	163 -608
6085	KIPS 6085 DELISTED KIPS BAY MEDICAL INC KIPS	$4K	﹤0.01%	9,500 -11
6086	ZIPR 6086 DELISTED ZIP REALTY, INC ZIPR	$4K	﹤0.01%	1,033 +533
6087	MTL 6087 DELISTED Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs) MTL	$4K	﹤0.01%	878 -4,477
6088	GFN 6088 DELISTED General Finance Corporation GFN	$4K	﹤0.01%	446 -20,168
6089	SYV 6089 DELISTED SPDR MFS Systematic Value Equity ETF of SSgA Active Trust SYV	$4K	﹤0.01%	70
6090	FAUS 6090 DELISTED First Trust Australia AlphaDEX Fund FAUS	$4K	﹤0.01%	126 -102
6091	SGB 6091 DELISTED Southwest Georgia Financial Corporation SGB	$4K	﹤0.01%	+306
6092	DGSE 6092 DELISTED DGSE Companies, Inc. DGSE	$4K	﹤0.01%	2,685 +780
6093	KONE 6093 DELISTED Kingtone Wirelessinfo Solution Holding Ltd KONE	$4K	﹤0.01%	602 -258
6094	ZX 6094 DELISTED China Zenix Auto Internatl Ltd ZX	$4K	﹤0.01%	+1,687
6095	FAC 6095 DELISTED First Acceptance Corp. FAC	$4K	﹤0.01%	1,566 -4,350
6096	MCZ 6096 DELISTED Mad Catz Interactive MCZ	$4K	﹤0.01%	5,932 -4,549
6097	AIXG 6097 DELISTED Aixtron SE AIXG	$4K	﹤0.01%	316 -3,498
6098	EMDR 6098 DELISTED VELOCITYSHARES EMERGING MARKETS DR ETF EMDR	$4K	﹤0.01%	82
6099	MTSL 6099 DELISTED MER TELEMANAGEMENT SOLUTNS LTD MTSL	$4K	﹤0.01%	+2,546
6100	6100 Cardiff Oncology CRDF $142M	$3K	﹤0.01%	+12