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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGF
6076
Aberdeen Government Markets Income Fund
MGF
$92.2M
$93K ﹤0.01%
16,347
+8,423
+106% +$48.2K
ONB icon
6077
Old National Bancorp
ONB
$10.3B
$93K ﹤0.01%
6,549
+2,200
+51% +$31K
PKE icon
6078
Park Aerospace
PKE
$774M
$93K ﹤0.01%
3,230
+2,897
+870% +$79.5K
SFUN
6079
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$93K ﹤0.01%
+180
New +$69.3K
S
6080
PUT
DELISTED
Sprint Corporation
S
$93K ﹤0.01%
+15,000
New +$98.7K
OWW
6081
CALL
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$93K ﹤0.01%
9,700
-13,500
-58% -$133K
HBOS
6082
DELISTED
HERITAGE FINANCIAL GROUP
HBOS
$93K ﹤0.01%
5,329
-1,980
-27% -$35.1K
OCZ
6083
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$93K ﹤0.01%
71,438
-25,129
-26% -$39.2K
NAFC
6084
DELISTED
NASH FINCH CO
NAFC
$93K ﹤0.01%
3,528
+1,588
+82% +$39.7K
BBF
6085
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$93K ﹤0.01%
+7,155
New +$90.1K
ARCB icon
6086
PUT
ArcBest
ARCB
$3.07B
$92K ﹤0.01%
3,600
+2,600
+260% +$62.3K
BNDX icon
6087
Vanguard Total International Bond ETF
BNDX
$82B
$92K ﹤0.01%
1,845
+1,251
+211% +$61.8K
CAKE icon
6088
CALL
Cheesecake Factory
CAKE
$5.21B
$92K ﹤0.01%
2,100
-4,900
-70% -$211K
CTS icon
6089
CTS Corp
CTS
$1.86B
$92K ﹤0.01%
5,834
+4,834
+483% +$70K
DOG
6090
CALL
ProShares Short Dow30
DOG
$98.9M
$92K ﹤0.01%
800
+325
+68% +$37.4K
FBIO icon
6091
PUT
Fortress Biotech
FBIO
$91.7M
$92K ﹤0.01%
+873
New +$107K
IMOS
6092
CALL
ChipMOS TECHNOLOGIES
IMOS
$1.68B
$92K ﹤0.01%
4,628
-27,680
-86% -$523K
JNK icon
6093
CALL
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$92K ﹤0.01%
767
-533
-41% -$63.7K
STZ icon
6094
PUT
Constellation Brands
STZ
$22.4B
$92K ﹤0.01%
1,600
-133,600
-99% -$7.27M
CORV
6095
PUT
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$92K ﹤0.01%
+26,000
New +$59.1K
AWAY
6096
CALL
DELISTED
HOMEAWAY INC COM
AWAY
$92K ﹤0.01%
3,300
+3,000
+1,000% +$93K
PSEM
6097
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$92K ﹤0.01%
11,850
+2,317
+24% +$17.3K
GPRE icon
6098
Green Plains
GPRE
$1.17B
$91K ﹤0.01%
5,677
+5,369
+1,743% +$86.7K
HSTM icon
6099
HealthStream
HSTM
$828M
$91K ﹤0.01%
2,406
-28
-1% -$913
MYE icon
6100
Myers Industries
MYE
$1.38B
$91K ﹤0.01%
4,549
-4,050
-47% -$75.5K
242 243
244
245 246

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.