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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVT
6051
DELISTED
PROSHARES ULTRA RUSSELL 2000 VALUE
UVT
$93K ﹤0.01%
1,576
-151
-9% -$8.5K
NUJ
6052
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$93K ﹤0.01%
7,157
+3,007
+72% +$37.9K
SSRI
6053
CALL
DELISTED
Silver Standard Resources
SSRI
$93K ﹤0.01%
9,400
-10,300
-52% -$96.7K
AMSC icon
6054
American Superconductor
AMSC
$1.5B
$92K ﹤0.01%
5,713
+500
+10% +$8.93K
BXP icon
6055
CALL
Boston Properties
BXP
$11.2B
$92K ﹤0.01%
800
-1,900
-70% -$207K
DIG icon
6056
PUT
ProShares Ultra Energy
DIG
$80.7M
$92K ﹤0.01%
1,040
+640
+160% +$52.6K
FWONA icon
6057
CALL
Liberty Media Series A
FWONA
$22.4B
$92K ﹤0.01%
3,940
+563
+17% +$13.5K
HMC icon
6058
PUT
Honda
HMC
$38.4B
$92K ﹤0.01%
2,600
+1,100
+73% +$41K
LXRX icon
6059
Lexicon Pharmaceuticals
LXRX
$1.03B
$92K ﹤0.01%
7,550
-4,053
-35% -$51.8K
PLG
6060
Platinum Group Metals
PLG
$165M
$92K ﹤0.01%
919
-132
-13% -$15.2K
RY icon
6061
CALL
Royal Bank of Canada
RY
$292B
$92K ﹤0.01%
1,400
– –
NPKI
6062
NPK International
NPKI
$1.12B
$92K ﹤0.01%
8,030
-3,663
-31% -$41.9K
TTM
6063
CALL
DELISTED
Tata Motors Limited
TTM
$92K ﹤0.01%
2,600
-11,700
-82% -$370K
GBL
6064
DELISTED
GAMCO Investors, Inc.
GBL
$92K ﹤0.01%
2,191
-1,202
-35% -$52.4K
STPP
6065
DELISTED
iPath US Treasury Steepener ETN
STPP
$92K ﹤0.01%
2,331
+1,987
+578% +$78.5K
HERO
6066
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$92K ﹤0.01%
20,133
-341
-2% -$1.71K
EROC
6067
PUT
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$92K ﹤0.01%
17,500
+7,600
+77% +$41.3K
QTWW
6068
PUT
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$92K ﹤0.01%
9,500
+2,600
+38% +$22.6K
VNR
6069
PUT
DELISTED
Vanguard Natural Resources, LLC
VNR
$92K ﹤0.01%
3,100
-3,100
-50% -$92.8K
HK
6070
CALL
DELISTED
Halcon Resources Corporation
HK
$92K ﹤0.01%
123
-455
-79% -$289K
AMX icon
6071
PUT
America Movil
AMX
$74.9B
$91K ﹤0.01%
4,600
-8,900
-66% -$184K
CRL icon
6072
CALL
Charles River Laboratories
CRL
$11.1B
$91K ﹤0.01%
1,500
– –
DCOM icon
6073
Dime Commercial Bancshares
DCOM
$1.82B
$91K ﹤0.01%
3,400
-166
-5% -$4.27K
EDZ icon
6074
CALL
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$19M
$91K ﹤0.01%
+46
New +$107K
LYTS icon
6075
LSI Industries
LYTS
$886M
$91K ﹤0.01%
11,075
-1,336
-11% -$11.2K
241 242
243
244 245

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.