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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MM
6051
CALL
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$96K ﹤0.01%
13,600
+900
+7% +$7.28K
LRE
6052
DELISTED
LRR ENERGY LP
LRE
$96K ﹤0.01%
6,060
-2,122
-26% -$32.2K
BTE icon
6053
PUT
Baytex Energy
BTE
$3.25B
$95K ﹤0.01%
2,300
+800
+53% +$32.2K
LIT icon
6054
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$95K ﹤0.01%
3,540
-796
-18% -$19.3K
MRC
6055
DELISTED
MRC Global
MRC
$95K ﹤0.01%
3,529
-141,749
-98% -$3.78M
PXLW icon
6056
Pixelworks
PXLW
$38.2M
$95K ﹤0.01%
1,976
-1,529
-44% -$68.9K
SVXY icon
6057
PUT
ProShares Short VIX Short-Term Futures ETF
SVXY
$202M
$95K ﹤0.01%
1,800
-6,000
-77% -$306K
SHLO
6058
DELISTED
Shiloh Industries Inc
SHLO
$95K ﹤0.01%
7,217
-2,697
-27% -$33.1K
AYT
6059
DELISTED
iPath GEMS Asia 8 ETN
AYT
$95K ﹤0.01%
2,140
+100
+5% +$4.55K
ERW
6060
DELISTED
EXCHANGE TRADED CONCEPTS TR JANUS EQL RISK WGTD LRG CAP ETF
ERW
$95K ﹤0.01%
+1,899
New +$95K
TRF
6061
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$95K ﹤0.01%
6,499
+1,903
+41% +$26.8K
SWSH
6062
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$95K ﹤0.01%
15,716
-6,691
-30% -$56.8K
BBBY
6063
Bed Bath & Beyond
BBBY
$481M
$94K ﹤0.01%
4,233
-44,294
-91% -$1M
CHIQ icon
6064
Global X MSCI China Consumer Discretionary ETF
CHIQ
$129M
$94K ﹤0.01%
6,125
-2,912
-32% -$42K
CRIS icon
6065
CALL
Curis
CRIS
$9.78M
$94K ﹤0.01%
11
+3
+38% +$24.2K
GRP.U
6066
DELISTED
Granite Real Estate Investment Trust
GRP.U
$94K ﹤0.01%
2,638
-8,341
-76% -$289K
KDP icon
6067
CALL
Keurig Dr Pepper
KDP
$42.3B
$94K ﹤0.01%
2,100
-600
-22% -$27.6K
OPK icon
6068
CALL
Opko Health
OPK
$985M
$94K ﹤0.01%
10,700
-1,400
-12% -$11.2K
TQQQ icon
6069
ProShares UltraPro QQQ
TQQQ
$34.6B
$94K ﹤0.01%
100,704
-170,400
-63% -$144K
ARII
6070
PUT
DELISTED
American Railcar Industries, Inc.
ARII
$94K ﹤0.01%
2,400
+1,300
+118% +$46.4K
BNJ
6071
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$94K ﹤0.01%
6,865
+746
+12% +$10K
MFB
6072
DELISTED
MAIDENFORM BRANDS, INC
MFB
$94K ﹤0.01%
4,006
+3,915
+4,302% +$86.8K
RKUS
6073
PUT
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$94K ﹤0.01%
5,600
-6,900
-55% -$101K
AEM icon
6074
PUT
Agnico Eagle Mines
AEM
$73.6B
$93K ﹤0.01%
3,500
-47,900
-93% -$1.37M
CXE
6075
DELISTED
MFS High Income Municipal Trust
CXE
$93K ﹤0.01%
20,208
+17,815
+744% +$81.2K
241 242
243
244 245

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.