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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STFC
6001
DELISTED
State Auto Financial Corp
STFC
$96K ﹤0.01%
4,500
-1,392
-24% -$28.9K
MY
6002
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$96K ﹤0.01%
33,838
+7,852
+30% +$23.5K
LIWA
6003
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$96K ﹤0.01%
19,630
-97,407
-83% -$516K
AXON
6004
CALL
Axon Enterprise
AXON
$46.4B
$95K ﹤0.01%
5,200
-1,700
-25% -$30.4K
CG icon
6005
CALL
Carlyle Group
CG
$17.6B
$95K ﹤0.01%
2,700
+1,400
+108% +$49.1K
MAN icon
6006
PUT
ManpowerGroup
MAN
$2.52B
$95K ﹤0.01%
1,200
+700
+140% +$55.4K
PGEN icon
6007
CALL
Precigen
PGEN
$2.36B
$95K ﹤0.01%
+3,767
New +$104K
PNR icon
6008
CALL
Pentair
PNR
$10.7B
$95K ﹤0.01%
1,787
-149
-8% -$7.78K
TEF
6009
PUT
DELISTED
Telefonica
TEF
$95K ﹤0.01%
8,177
-5,996
-42% -$69K
GCH
6010
DELISTED
Aberdeen Greater China Fund
GCH
$95K ﹤0.01%
9,898
+234
+2% +$2.22K
ININ
6011
DELISTED
Interactive Intelligence Group, inc.
ININ
$95K ﹤0.01%
1,313
+506
+63% +$37.3K
ARO
6012
PUT
DELISTED
Aeropostale Inc
ARO
$95K ﹤0.01%
19,000
-7,500
-28% -$52.2K
NTS
6013
DELISTED
NTS INC COM STK (NV)
NTS
$95K ﹤0.01%
49,390
-31,183
-39% -$61.6K
IBCE
6014
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$95K ﹤0.01%
3,996
+3,756
+1,565% +$87.8K
DCM
6015
CALL
DELISTED
NTT DOCOMO, Inc.
DCM
$95K ﹤0.01%
6,000
– –
AIT icon
6016
Applied Industrial Technologies
AIT
$13B
$94K ﹤0.01%
1,962
-947
-33% -$46.5K
CPK icon
6017
Chesapeake Utilities
CPK
$3.21B
$94K ﹤0.01%
2,237
-14,506
-87% -$579K
EPAC icon
6018
Enerpac Tool Group
EPAC
$1.85B
$94K ﹤0.01%
2,738
-1,337
-33% -$46.2K
LIT icon
6019
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$94K ﹤0.01%
3,458
-175
-5% -$4.61K
NTES icon
6020
PUT
NetEase
NTES
$84.2B
$94K ﹤0.01%
7,000
-84,500
-92% -$1.22M
SCHX icon
6021
CALL
Schwab US Large- Cap ETF
SCHX
$72.9B
$94K ﹤0.01%
12,600
+7,800
+163% +$57.1K
STLD icon
6022
CALL
Steel Dynamics
STLD
$37B
$94K ﹤0.01%
5,300
-2,600
-33% -$45.5K
GSS
6023
DELISTED
Golden Star Resources Ltd.
GSS
$94K ﹤0.01%
30,836
+10,354
+51% +$34.5K
ARRY
6024
PUT
DELISTED
Array Biopharma Inc
ARRY
$94K ﹤0.01%
20,000
+5,300
+36% +$26.6K
SIR
6025
CALL
DELISTED
SELECT INCOME REIT
SIR
$94K ﹤0.01%
7,052
+4,777
+210% +$59.5K
239 240
241
242 243

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.