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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
5976
CALL
DELISTED
AK Steel Holding Corp
AKS
$102K ﹤0.01%
27,200
-3,600
-12% -$12.8K
ACHN
5977
PUT
DELISTED
Achillion Pharmaceuticals
ACHN
$102K ﹤0.01%
33,800
+26,200
+345% +$180K
SZYM
5978
CALL
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$102K ﹤0.01%
9,500
-8,100
-46% -$92.3K
ADP icon
5979
PUT
Automatic Data Processing
ADP
$107B
$101K ﹤0.01%
1,595
-341
-18% -$21.7K
ALGN icon
5980
PUT
Align Technology
ALGN
$12.4B
$101K ﹤0.01%
2,100
-400
-16% -$17.5K
BWA icon
5981
CALL
BorgWarner
BWA
$13B
$101K ﹤0.01%
2,272
-4,998
-69% -$210K
E icon
5982
CALL
ENI
E
$79B
$101K ﹤0.01%
2,200
+1,300
+144% +$58.4K
FRT icon
5983
PUT
Federal Realty Investment Trust
FRT
$10.7B
$101K ﹤0.01%
1,000
+500
+100% +$51.2K
IDCC icon
5984
CALL
InterDigital
IDCC
$7.98B
$101K ﹤0.01%
2,700
-300
-10% -$11.3K
IMO icon
5985
PUT
Imperial Oil
IMO
$61.1B
$101K ﹤0.01%
2,300
– –
R icon
5986
PUT
Ryder
R
$10.1B
$101K ﹤0.01%
1,700
-83,700
-98% -$5.02M
TMO icon
5987
PUT
Thermo Fisher Scientific
TMO
$213B
$101K ﹤0.01%
1,100
+100
+10% +$9.04K
WSM icon
5988
PUT
Williams-Sonoma
WSM
$28.2B
$101K ﹤0.01%
3,600
-200
-5% -$5.79K
ACHN
5989
CALL
DELISTED
Achillion Pharmaceuticals
ACHN
$101K ﹤0.01%
33,500
+23,600
+238% +$162K
CYBX
5990
PUT
DELISTED
CYBERONICS INC
CYBX
$101K ﹤0.01%
2,000
-9,200
-82% -$483K
AUQ
5991
DELISTED
AURICO GOLD INC COM
AUQ
$101K ﹤0.01%
26,360
+21,305
+421% +$95.7K
BYI
5992
CALL
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$101K ﹤0.01%
1,400
-16,800
-92% -$1.18M
VHS
5993
PUT
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$101K ﹤0.01%
4,800
+2,500
+109% +$52.2K
NXST icon
5994
Nexstar Media Group
NXST
$5.88B
$100K ﹤0.01%
2,250
-71
-3% -$2.54K
OSIS icon
5995
OSI Systems
OSIS
$3.72B
$100K ﹤0.01%
1,344
-815
-38% -$57.9K
VFC icon
5996
CALL
VF Corp
VFC
$5.87B
$100K ﹤0.01%
2,124
-25,063
-92% -$1.16M
CDMO
5997
CALL
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$100K ﹤0.01%
10,243
-2,057
-17% -$20.4K
LTS
5998
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$100K ﹤0.01%
55,415
+16,415
+42% +$29.7K
PES
5999
DELISTED
Pioneer Energy Services Corp.
PES
$100K ﹤0.01%
13,348
-28,640
-68% -$204K
ANTH
6000
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$100K ﹤0.01%
3,119
-627
-17% -$19.4K
238 239
240
241 242

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.