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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
576
Ross Stores
ROST
$76.6B
$27M 0.03%
742,986
-275,960
-27% -$9.42M
UPS icon
577
PUT
United Parcel Service
UPS
$97.6B
$26.9M 0.03%
294,800
+15,900
+6% +$1.4M
ITC
578
DELISTED
ITC HOLDINGS CORP
ITC
$26.8M 0.03%
856,692
+95,043
+12% +$2.89M
GPC icon
579
Genuine Parts
GPC
$17.1B
$26.7M 0.03%
330,597
+19,371
+6% +$1.57M
DSL
580
DoubleLine Income Solutions Fund
DSL
$1.21B
$26.7M 0.03%
1,217,987
+617,812
+103% +$13.3M
LOW icon
581
CALL
Lowe's Companies
LOW
$116B
$26.7M 0.03%
560,800
+231,000
+70% +$10.5M
FLG
582
Flagstar Bank National Association
FLG
$5.77B
$26.6M 0.03%
586,338
-76,639
-12% -$3.44M
EL icon
583
Estee Lauder
EL
$29B
$26.6M 0.03%
379,898
+163,918
+76% +$11.1M
EVV
584
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$26.5M 0.03%
1,695,603
-496
-0% -$7.51K
EOG icon
585
CALL
EOG Resources
EOG
$78B
$26.5M 0.03%
313,200
+81,400
+35% +$6.32M
ETN icon
586
Eaton
ETN
$157B
$26.4M 0.03%
383,948
+44,679
+13% +$3M
CRM icon
587
PUT
Salesforce
CRM
$134B
$26.4M 0.03%
508,100
+262,200
+107% +$11.9M
RIO icon
588
Rio Tinto
RIO
$148B
$26.3M 0.03%
539,462
-268,649
-33% -$12.5M
ETP
589
CALL
DELISTED
Energy Transfer Partners L.p.
ETP
$26.3M 0.03%
505,100
+53,000
+12% +$2.74M
JOY
590
DELISTED
Joy Global Inc
JOY
$26.2M 0.03%
514,181
-95,977
-16% -$4.9M
REGN icon
591
Regeneron Pharmaceuticals
REGN
$68.8B
$25.8M 0.03%
82,543
+14,714
+22% +$3.87M
RAI
592
DELISTED
Reynolds American Inc
RAI
$25.8M 0.03%
1,057,650
+231,686
+28% +$5.74M
USO icon
593
PUT
United States Oil Fund
USO
$2.45B
$25.8M 0.03%
87,475
+64,000
+273% +$19.3M
SWN
594
DELISTED
Southwestern Energy Company
SWN
$25.8M 0.03%
708,710
+286,273
+68% +$10.9M
FXY icon
595
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$423M
$25.8M 0.03%
259,200
-11,500
-4% -$1.14M
VFH icon
596
Vanguard Financials ETF
VFH
$13.3B
$25.7M 0.03%
630,568
+37,707
+6% +$1.56M
EWY icon
597
iShares MSCI South Korea ETF
EWY
$21.7B
$25.7M 0.03%
417,647
+54,317
+15% +$3.11M
KBR icon
598
KBR
KBR
$4.68B
$25.7M 0.03%
786,745
+80,496
+11% +$2.55M
EXPE icon
599
Expedia Group
EXPE
$31.2B
$25.6M 0.03%
494,084
+375,348
+316% +$20.1M
ESRX
600
CALL
DELISTED
Express Scripts Holding Company
ESRX
$25.6M 0.03%
414,100
+208,900
+102% +$13.5M
22 23
24
25 26

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.