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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMBS icon
5951
PUT
Rambus
RMBS
$10B
$104K ﹤0.01%
11,100
– –
SMH icon
5952
CALL
VanEck Semiconductor ETF
SMH
$68.5B
$104K ﹤0.01%
5,200
+5,000
+2,500% +$96.5K
STRA icon
5953
PUT
Strategic Education
STRA
$1.89B
$104K ﹤0.01%
+2,500
New +$111K
RUTH
5954
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$104K ﹤0.01%
8,729
-16,394
-65% -$201K
POZN
5955
DELISTED
POZEN INC
POZN
$104K ﹤0.01%
18,227
+5,559
+44% +$30.7K
DLLR
5956
CALL
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$104K ﹤0.01%
9,500
+4,500
+90% +$61.6K
AMBA icon
5957
CALL
Ambarella
AMBA
$3.63B
$103K ﹤0.01%
5,300
+4,300
+430% +$73.2K
LNW
5958
PUT
DELISTED
Light & Wonder
LNW
$103K ﹤0.01%
6,400
– –
SKF icon
5959
PUT
ProShares UltraShort Financials
SKF
$10.1M
$103K ﹤0.01%
75
+5
+7% +$6.81K
SSD icon
5960
Simpson Manufacturing
SSD
$7.91B
$103K ﹤0.01%
3,176
-10
-0.3% -$318
VYX icon
5961
CALL
NCR Voyix
VYX
$1.19B
$103K ﹤0.01%
4,238
+1,956
+86% +$43.7K
XAR icon
5962
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.19B
$103K ﹤0.01%
2,420
+666
+38% +$27.7K
ALR.PRB
5963
DELISTED
Alere Inc
ALR.PRB
$103K ﹤0.01%
398
+301
+310% +$78.8K
BBEP
5964
PUT
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$103K ﹤0.01%
5,600
– –
LEAP
5965
CALL
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$103K ﹤0.01%
6,500
-3,200
-33% -$47.7K
AMSF icon
5966
AMERISAFE
AMSF
$564M
$102K ﹤0.01%
2,868
+1,543
+116% +$53.8K
ASTE icon
5967
Astec Industries
ASTE
$1.21B
$102K ﹤0.01%
2,821
+2,427
+616% +$86.4K
AVB icon
5968
PUT
AvalonBay Communities
AVB
$27B
$102K ﹤0.01%
800
-1,600
-67% -$211K
BDC icon
5969
Belden
BDC
$4.8B
$102K ﹤0.01%
1,602
-4,463
-74% -$262K
EPU icon
5970
iShares MSCI Peru and Global Exposure ETF
EPU
$541M
$102K ﹤0.01%
3,113
-22,747
-88% -$762K
JOE icon
5971
PUT
St. Joe Company
JOE
$3.64B
$102K ﹤0.01%
5,200
+100
+2% +$2.11K
LYTS icon
5972
LSI Industries
LYTS
$886M
$102K ﹤0.01%
12,186
-20
-0.2% -$158
MED icon
5973
Medifast
MED
$108M
$102K ﹤0.01%
3,777
-1,015
-21% -$27.1K
MMYT icon
5974
MakeMyTrip
MMYT
$5.81B
$102K ﹤0.01%
6,861
+2,022
+42% +$27.9K
SNDA icon
5975
Sonida Senior Living
SNDA
$1.9B
$102K ﹤0.01%
321
+18
+6% +$6.1K
237 238
239
240 241

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.