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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
5926
PUT
Universal Display
OLED
$3.68B
$106K ﹤0.01%
3,300
-2,200
-40% -$70.3K
WT icon
5927
CALL
WisdomTree
WT
$2.96B
$106K ﹤0.01%
9,100
– –
SGI
5928
CALL
Somnigroup International
SGI
$13.7B
$106K ﹤0.01%
9,600
-7,600
-44% -$78.9K
IDTI
5929
CALL
DELISTED
Integrated Device Technology I
IDTI
$106K ﹤0.01%
11,200
+9,600
+600% +$85.3K
ETP
5930
CALL
DELISTED
Energy Transfer Partners, L.P.
ETP
$106K ﹤0.01%
3,200
-7,400
-70% -$236K
BDBD
5931
DELISTED
BOULDER BRANDS INC
BDBD
$106K ﹤0.01%
6,593
+3,994
+154% +$60.7K
MM
5932
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$106K ﹤0.01%
15,022
-89,610
-86% -$725K
OSIR
5933
CALL
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$106K ﹤0.01%
6,400
+5,400
+540% +$79.8K
ASR icon
5934
Grupo Aeroportuario del Sureste
ASR
$8.27B
$105K ﹤0.01%
967
-6,815
-88% -$793K
AU icon
5935
CALL
AngloGold Ashanti
AU
$40.1B
$105K ﹤0.01%
7,900
-1,300
-14% -$17.4K
EZJ icon
5936
ProShares Ultra MSCI Japan
EZJ
$12.7M
$105K ﹤0.01%
+3,591
New +$99.1K
EZJ icon
5937
PUT
ProShares Ultra MSCI Japan
EZJ
$12.7M
$105K ﹤0.01%
+3,600
New +$99.3K
MLCO icon
5938
PUT
Melco Resorts & Entertainment
MLCO
$2.22B
$105K ﹤0.01%
3,300
-8,100
-71% -$216K
MSGS icon
5939
CALL
Madison Square Garden
MSGS
$9.48B
$105K ﹤0.01%
+2,524
New +$106K
OMEX icon
5940
Odyssey Marine Exploration
OMEX
$34.9M
$105K ﹤0.01%
2,921
+1,448
+98% +$54.8K
FLAT
5941
DELISTED
iPath US Treasury Flattener ETN
FLAT
$105K ﹤0.01%
1,825
-313
-15% -$17.8K
SEP
5942
PUT
DELISTED
Spectra Engy Parters Lp
SEP
$105K ﹤0.01%
2,400
-300
-11% -$13.1K
EJ
5943
CALL
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$105K ﹤0.01%
+12,386
New +$71.7K
NKY
5944
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$105K ﹤0.01%
5,942
-33,593
-85% -$570K
CTRN icon
5945
Citi Trends
CTRN
$555M
$104K ﹤0.01%
5,946
+5,642
+1,856% +$89.1K
ERX icon
5946
PUT
Direxion Daily Energy Bull 2X ETF
ERX
$227M
$104K ﹤0.01%
140
-50
-26% -$36.2K
HHS icon
5947
Harte-Hanks
HHS
$16.2M
$104K ﹤0.01%
1,171
+484
+70% +$44.3K
MEI icon
5948
CALL
Methode Electronics
MEI
$496M
$104K ﹤0.01%
+3,700
New +$78.2K
NORW icon
5949
Global X MSCI Norway ETF
NORW
$87.7M
$104K ﹤0.01%
4,553
+1,490
+49% +$33K
OZK icon
5950
Bank OZK
OZK
$5.6B
$104K ﹤0.01%
4,320
+98
+2% +$2.3K
236 237
238
239 240

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.