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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
5901
CALL
O-I Glass
OI
$1.14B
$108K ﹤0.01%
3,600
-1,700
-32% -$50.5K
OSK icon
5902
Oshkosh
OSK
$9.16B
$108K ﹤0.01%
2,196
-57,337
-96% -$2.55M
POST icon
5903
Post Holdings
POST
$4.09B
$108K ﹤0.01%
4,090
-39,959
-91% -$1.17M
TNC icon
5904
Tennant Co
TNC
$1.46B
$108K ﹤0.01%
1,749
-595
-25% -$32.2K
VEGI icon
5905
iShares MSCI Agriculture Producers ETF
VEGI
$146M
$108K ﹤0.01%
4,165
+3,034
+268% +$78.5K
APU
5906
CALL
DELISTED
AmeriGas Partners, L.P.
APU
$108K ﹤0.01%
+2,500
New +$111K
GTU
5907
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$108K ﹤0.01%
2,339
+19
+0.8% +$894
VIAS
5908
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
$108K ﹤0.01%
7,500
-2,500
-25% -$35.3K
HSA
5909
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$108K ﹤0.01%
17,028
+1,392
+9% +$8.41K
LNCO
5910
PUT
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$108K ﹤0.01%
3,700
-1,700
-31% -$49.3K
DRN icon
5911
CALL
Direxion Daily Real Estate Bull 3X ETF
DRN
$46.1M
$107K ﹤0.01%
10,800
+6,000
+125% +$64.1K
ERII icon
5912
Energy Recovery
ERII
$459M
$107K ﹤0.01%
14,781
+11,248
+318% +$58.5K
NG icon
5913
NovaGold Resources
NG
$2.61B
$107K ﹤0.01%
46,230
-4,972
-10% -$13K
PRLB icon
5914
CALL
Protolabs
PRLB
$1.91B
$107K ﹤0.01%
1,400
-3,300
-70% -$228K
HTB
5915
HomeTrust Bancshares
HTB
$861M
$107K ﹤0.01%
6,471
+6,001
+1,277% +$98.7K
RJZ
5916
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$107K ﹤0.01%
11,722
-453
-4% -$4.1K
RDEN
5917
DELISTED
ELIZABETH ARDEN INC
RDEN
$107K ﹤0.01%
2,890
-878
-23% -$34.4K
FTR
5918
CALL
DELISTED
Frontier Communications Corp.
FTR
$107K ﹤0.01%
1,707
+447
+35% +$29.1K
FCGL
5919
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$107K ﹤0.01%
+3,500
New +$107K
ALD
5920
DELISTED
WisdomTree Asia Local Debt Fund
ALD
$107K ﹤0.01%
2,219
-7,699
-78% -$372K
CORP icon
5921
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$106K ﹤0.01%
1,039
-2,456
-70% -$250K
DGT icon
5922
State Street SPDR Global Dow ETF
DGT
$617M
$106K ﹤0.01%
1,645
+1
+0.1% +$63
FXC icon
5923
PUT
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.5M
$106K ﹤0.01%
1,100
-6,700
-86% -$642K
GVA icon
5924
Granite Construction
GVA
$5.43B
$106K ﹤0.01%
3,465
-2,532
-42% -$76.6K
NDAQ icon
5925
PUT
Nasdaq
NDAQ
$52.6B
$106K ﹤0.01%
9,900
+2,100
+27% +$22.5K
235 236
237
238 239

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.