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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGS icon
5876
CALL
B&G Foods
BGS
$290M
$105K ﹤0.01%
3,500
+2,900
+483% +$90.9K
BLDP
5877
CALL
Ballard Power Systems
BLDP
$805M
$105K ﹤0.01%
23,900
+19,900
+498% +$64.3K
CAKE icon
5878
PUT
Cheesecake Factory
CAKE
$5.21B
$105K ﹤0.01%
2,200
-1,400
-39% -$65.3K
FOSL icon
5879
CALL
Fossil Group
FOSL
$348M
$105K ﹤0.01%
900
-1,000
-53% -$117K
HVT.A icon
5880
Haverty Furniture Companies Class A
HVT.A
$497M
$105K ﹤0.01%
3,556
-1
-0% -$29
MXE
5881
Mexico Equity and Income Fund
MXE
$59.3M
$105K ﹤0.01%
7,246
+3,246
+81% +$46.5K
TGNA
5882
PUT
DELISTED
TEGNA Inc
TGNA
$105K ﹤0.01%
7,264
-193,640
-96% -$2.88M
ZION icon
5883
PUT
Zions Bancorporation
ZION
$10.3B
$105K ﹤0.01%
3,400
-100
-3% -$3.04K
ENZ
5884
DELISTED
Enzo Biochem, Inc.
ENZ
$105K ﹤0.01%
25,254
+8,244
+48% +$28.3K
MMP
5885
PUT
DELISTED
Magellan Midstream Partners, L.P.
MMP
$105K ﹤0.01%
1,500
– –
LMIA
5886
DELISTED
LMI Aerospace Inc
LMIA
$105K ﹤0.01%
7,398
+6,298
+573% +$89.9K
AEGR
5887
DELISTED
Aegerion Pharmaceuticals
AEGR
$105K ﹤0.01%
2,276
-8,339
-79% -$489K
TC
5888
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$105K ﹤0.01%
48,215
-95,790
-67% -$242K
ISH
5889
DELISTED
INTL SHIPHOLDING CORP
ISH
$105K ﹤0.01%
3,566
-868
-20% -$24.7K
LPDX
5890
DELISTED
LIPOSCIENCE INC COM
LPDX
$105K ﹤0.01%
32,869
+13,872
+73% +$58.2K
EE
5891
DELISTED
El Paso Electric Company
EE
$105K ﹤0.01%
2,933
+654
+29% +$23.1K
ALGN icon
5892
CALL
Align Technology
ALGN
$12.4B
$104K ﹤0.01%
2,000
-1,200
-38% -$67.2K
VISN
5893
PUT
Vistance Networks Inc
VISN
$2.72B
$104K ﹤0.01%
+4,200
New +$86.1K
INVE icon
5894
Identive
INVE
$64.8M
$104K ﹤0.01%
9,142
+2,014
+28% +$17.9K
MCY icon
5895
PUT
Mercury Insurance
MCY
$5.94B
$104K ﹤0.01%
2,300
-200
-8% -$9.14K
NEON icon
5896
CALL
Neonode
NEON
$14.6M
$104K ﹤0.01%
1,820
-1,690
-48% -$108K
PRDO icon
5897
Perdoceo Education
PRDO
$2.04B
$104K ﹤0.01%
+13,990
New +$90K
TIPZ icon
5898
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$104K ﹤0.01%
1,862
-929
-33% -$52.1K
WTBA icon
5899
West Bancorporation
WTBA
$481M
$104K ﹤0.01%
+6,837
New +$102K
PMR
5900
DELISTED
Invesco Dynamic Retail ETF
PMR
$104K ﹤0.01%
3,141
-43,047
-93% -$1.41M
234 235
236
237 238

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.