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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAL icon
5876
Caleres
CAL
$470M
$110K ﹤0.01%
4,700
-2,730
-37% -$63.5K
CERS icon
5877
CALL
Cerus
CERS
$433M
$110K ﹤0.01%
16,400
-5,700
-26% -$31K
LXRX icon
5878
Lexicon Pharmaceuticals
LXRX
$1.03B
$110K ﹤0.01%
6,619
+3,805
+135% +$63.8K
OMCL icon
5879
Omnicell
OMCL
$1.71B
$110K ﹤0.01%
4,674
+1,874
+67% +$41.8K
SPYM
5880
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
$110K ﹤0.01%
5,544
-3,216
-37% -$63.6K
WPC icon
5881
CALL
W.P. Carey
WPC
$16.6B
$110K ﹤0.01%
1,736
+1,430
+467% +$94.1K
WRN
5882
Western Copper and Gold
WRN
$474M
$110K ﹤0.01%
159,249
+2,623
+2% +$1.57K
MDRX
5883
CALL
DELISTED
Veradigm Inc. Common Stock
MDRX
$110K ﹤0.01%
7,400
-9,600
-56% -$145K
SYKE
5884
DELISTED
SYKES Enterprises Inc
SYKE
$110K ﹤0.01%
6,159
+2,551
+71% +$44.1K
MXIM
5885
CALL
DELISTED
Maxim Integrated Products
MXIM
$110K ﹤0.01%
3,700
-41,100
-92% -$1.17M
AXLL
5886
CALL
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$110K ﹤0.01%
2,900
-2,000
-41% -$83.5K
BTA
5887
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$109K ﹤0.01%
10,313
+3,053
+42% +$31.8K
BUD icon
5888
CALL
AB InBev
BUD
$166B
$109K ﹤0.01%
1,100
-2,900
-73% -$276K
RY icon
5889
CALL
Royal Bank of Canada
RY
$292B
$109K ﹤0.01%
1,700
-5,500
-76% -$342K
SCCO icon
5890
PUT
Southern Copper
SCCO
$146B
$109K ﹤0.01%
4,315
-431
-9% -$11.1K
SIM icon
5891
Grupo SIMEC
SIM
$4.4B
$109K ﹤0.01%
9,198
+73
+0.8% +$871
XPP icon
5892
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$9.08M
$109K ﹤0.01%
2,028
+716
+55% +$35.7K
DNKN
5893
PUT
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$109K ﹤0.01%
2,400
-38,100
-94% -$1.67M
DNR
5894
PUT
DELISTED
Denbury Resources, Inc.
DNR
$109K ﹤0.01%
5,900
-6,900
-54% -$121K
ENLK
5895
CALL
DELISTED
EnLink Midstream Partners, LP
ENLK
$109K ﹤0.01%
5,500
+2,400
+77% +$48K
DRWI
5896
DELISTED
DragonWave Inc
DRWI
$109K ﹤0.01%
2,207
+14
+0.6% +$989
OVTI
5897
PUT
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$109K ﹤0.01%
7,100
-2,600
-27% -$43.2K
CMTL icon
5898
Comtech Telecommunications
CMTL
$49.7M
$108K ﹤0.01%
4,412
+2,413
+121% +$62.8K
LITS
5899
Lite Strategy Inc
LITS
$33.4M
$108K ﹤0.01%
480
+367
+325% +$57.4K
MTDR icon
5900
CALL
Matador Resources
MTDR
$6.06B
$108K ﹤0.01%
6,600
+2,400
+57% +$35.7K
234 235
236
237 238

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.