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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
5851
CALL
Bed Bath & Beyond
BBBY
$507M
$113K ﹤0.01%
5,058
+666
+15% +$15K
FNV icon
5852
CALL
Franco-Nevada
FNV
$41.4B
$113K ﹤0.01%
2,500
-1,300
-34% -$55.3K
HBAN icon
5853
PUT
Huntington Bancshares
HBAN
$35.1B
$113K ﹤0.01%
13,700
-800
-6% -$6.76K
PEBO icon
5854
Peoples Bancorp
PEBO
$1.5B
$113K ﹤0.01%
5,413
-1,179
-18% -$25.6K
SGMO
5855
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$113K ﹤0.01%
10,800
+6,600
+157% +$65.5K
SOL
5856
CALL
DELISTED
Emeren Group
SOL
$113K ﹤0.01%
+4,540
New +$93.1K
NEPT
5857
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$113K ﹤0.01%
+25
New +$125K
HIG.WS
5858
DELISTED
Hartford Financial Services Grp
HIG.WS
$113K ﹤0.01%
5,051
-2,356
-32% -$52.7K
EEP
5859
PUT
DELISTED
Enbridge Energy Partners
EEP
$113K ﹤0.01%
3,700
-400
-10% -$12.3K
PRKR
5860
DELISTED
Parkervision Inc
PRKR
$113K ﹤0.01%
3,370
+140
+4% +$5.61K
VIIX
5861
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$113K ﹤0.01%
57
+28
+97% +$59.3K
AON icon
5862
CALL
Aon
AON
$75.9B
$112K ﹤0.01%
1,500
-36,500
-96% -$2.5M
NBIX icon
5863
CALL
Neurocrine Biosciences
NBIX
$16.7B
$112K ﹤0.01%
9,900
+3,100
+46% +$42.6K
NUWE icon
5864
PUT
Nuwellis
NUWE
$148K
– –
0
– –
OTEX icon
5865
CALL
Open Text
OTEX
$6.34B
$112K ﹤0.01%
6,000
-18,400
-75% -$323K
SCS
5866
DELISTED
Steelcase
SCS
$112K ﹤0.01%
6,749
+3,033
+82% +$46.3K
QVCGB
5867
DELISTED
QVC Group, Inc. Series B Common Stock
QVCGB
$112K ﹤0.01%
117
-164
-58% -$158K
EEQ
5868
CALL
DELISTED
Enbridge Energy Management Llc
EEQ
$112K ﹤0.01%
+6,138
New +$117K
PACT
5869
PUT
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$112K ﹤0.01%
19,000
– –
KKD
5870
PUT
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$112K ﹤0.01%
5,800
-4,300
-43% -$87.4K
TILE icon
5871
Interface
TILE
$2.03B
$111K ﹤0.01%
5,611
-4,185
-43% -$77.7K
TMO icon
5872
CALL
Thermo Fisher Scientific
TMO
$213B
$111K ﹤0.01%
1,200
-9,400
-89% -$850K
ENOC
5873
PUT
DELISTED
EnerNOC, Inc.
ENOC
$111K ﹤0.01%
7,400
-2,800
-27% -$42.1K
RKT
5874
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$111K ﹤0.01%
2,200
-1,400
-39% -$78.2K
RKT
5875
PUT
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$111K ﹤0.01%
2,200
+200
+10% +$11.2K
233 234
235
236 237

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.