UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.07%
4	Healthcare	7.57%
5	Industrials	6.59%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5801	SSFN 5801 DELISTED Stewardship Financial Corp SSFN	$8K	﹤0.01%	1,797 +179
5802	BRS 5802 DELISTED Bristow Group, Inc. BRS	$8K	﹤0.01%	98 -210
5803	WFC.WS 5803 DELISTED Wells Fargo & Company Ws WFC.WS	$8K	﹤0.01%	362 -49,838
5804	PRKR 5804 DELISTED Parkervision Inc PRKR	$8K	﹤0.01%	530 -1,899
5805	TBRA 5805 DELISTED Tobira Therapeutics, Inc. Common Stock TBRA	$8K	﹤0.01%	125 -4,479
5806	JGBT 5806 DELISTED DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS JGBT	$8K	﹤0.01%	333 +100
5807	RRM 5807 DELISTED RR MEDIA LTD ORD SHS (ISR) RRM	$8K	﹤0.01%	+940
5808	VRTA 5808 DELISTED VESTIN REALTY MORTGAGE I INC COM STK NEW VRTA	$8K	﹤0.01%	1,389 +1,014
5809	FFNM 5809 DELISTED FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM	$8K	﹤0.01%	1,364 +241
5810	COVR 5810 DELISTED COVER-ALL TECHNOLOGIES INC COVR	$8K	﹤0.01%	6,487 +4,728
5811	CMSB 5811 DELISTED CMS BANCORP, INC. COM CMSB	$8K	﹤0.01%	700 +99
5812	GNI 5812 DELISTED GREAT NORTH IRON ORE CTFBIN GNI	$8K	﹤0.01%	385 -14,362
5813	DRL 5813 DELISTED DORAL FINANCIAL CORPORATION (NEW) DRL	$8K	﹤0.01%	1,824 -1,779
5814	IKAN 5814 DELISTED IKANOS COMMUNICATIONS INC COM STK NEW (DE) IKAN	$8K	﹤0.01%	1,907 +910
5815	PSMI 5815 DELISTED PEREGRINE SEMICONDUCTOR CORP COM STK (DE) PSMI	$8K	﹤0.01%	1,107 -500
5816	BAXS 5816 DELISTED BAXANO SURGICAL INC COM STK (DE) BAXS	$8K	﹤0.01%	13,750 +8,970
5817	NED 5817 DELISTED NOAH EDUCATION HOLDINGS LTD ADR (CYM) NED	$8K	﹤0.01%	2,887 -829
5818	SPPRP 5818 DELISTED SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK SPPRP	$8K	﹤0.01%	1,456 +756
5819	MTL.PR 5819 DELISTED Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share) MTL.PR	$8K	﹤0.01%	23,100
5820	BZM 5820 DELISTED BlackRock Maryland Municipal Bond Trust BZM	$8K	﹤0.01%	548 -1,068
5821	KODK.WS.A 5821 DELISTED Eastman Kodak Company KODK.WS.A	$8K	﹤0.01%	891 -27
5822	DLIA 5822 DELISTED DELIA*S INC DLIA	$8K	﹤0.01%	10,000
5823	USFR 5823 DELISTED WisdomTree Bloomberg Floating Rate Treasury Fund USFR	$8K	﹤0.01%	301
5824	5824 Autohome ATHM $2.74B	$7K	﹤0.01%	211 -2,026
5825	5825 Bar Harbor Bankshares BHB $562M	$7K	﹤0.01%	393 -1