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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SREV
5776
CALL
DELISTED
ServiceSource International, Inc.
SREV
$121K ﹤0.01%
10,000
-1,600
-14% -$18.9K
VER
5777
CALL
DELISTED
VEREIT, Inc.
VER
$121K ﹤0.01%
1,980
+800
+68% +$54.5K
TESO
5778
DELISTED
Tesco Corp
TESO
$121K ﹤0.01%
7,299
-13,411
-65% -$200K
VRNG
5779
CALL
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$121K ﹤0.01%
+4,210
New +$133K
PDH
5780
CALL
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$121K ﹤0.01%
10,100
+9,700
+2,425% +$121K
RXII
5781
PUT
DELISTED
GALENA BIOPHARMA INC COM
RXII
$121K ﹤0.01%
53,200
+2,800
+6% +$6.37K
MYF
5782
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$121K ﹤0.01%
8,764
+5,588
+176% +$75K
UBNK
5783
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$121K ﹤0.01%
7,464
-887
-11% -$14.2K
AVAV icon
5784
CALL
AeroVironment
AVAV
$7.87B
$120K ﹤0.01%
5,200
+4,100
+373% +$91.6K
KEY icon
5785
PUT
KeyCorp
KEY
$24.3B
$120K ﹤0.01%
10,500
-300
-3% -$3.58K
NVAX icon
5786
PUT
Novavax
NVAX
$1.23B
$120K ﹤0.01%
1,910
+1,515
+384% +$85.3K
NXST icon
5787
CALL
Nexstar Media Group
NXST
$5.84B
$120K ﹤0.01%
2,700
-900
-25% -$32.2K
NBIS
5788
PUT
Nebius Group N.V.
NBIS
$55.3B
$120K ﹤0.01%
3,300
+800
+32% +$26.3K
UVT
5789
DELISTED
PROSHARES ULTRA RUSSELL 2000 VALUE
UVT
$120K ﹤0.01%
2,449
+1,225
+100% +$57.7K
EIV
5790
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$120K ﹤0.01%
10,737
+1,000
+10% +$10.7K
ALDW
5791
CALL
DELISTED
Alon USA Partners LP
ALDW
$120K ﹤0.01%
9,700
+8,700
+870% +$155K
CAKE icon
5792
PUT
Cheesecake Factory
CAKE
$5.17B
$119K ﹤0.01%
2,700
+1,800
+200% +$77.5K
DMB
5793
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$119K ﹤0.01%
11,456
+10,986
+2,337% +$120K
SYNA icon
5794
PUT
Synaptics
SYNA
$4.13B
$119K ﹤0.01%
2,700
+2,100
+350% +$85.9K
BITA
5795
DELISTED
Bitauto Holdings Limited
BITA
$119K ﹤0.01%
+7,361
New +$102K
CRZO
5796
PUT
DELISTED
Carrizo Oil & Gas Inc
CRZO
$119K ﹤0.01%
3,200
+600
+23% +$19.9K
AMP icon
5797
CALL
Ameriprise Financial
AMP
$48.3B
$118K ﹤0.01%
1,300
-1,000
-43% -$88.3K
BH icon
5798
Biglari Holdings Class B
BH
$1.24B
$118K ﹤0.01%
460
+152
+49% +$38.3K
EXK
5799
PUT
Endeavour Silver
EXK
$2.24B
$118K ﹤0.01%
27,400
-28,400
-51% -$121K
NGG icon
5800
PUT
National Grid
NGG
$80B
$118K ﹤0.01%
2,073
+415
+25% +$23.4K
230 231
232
233 234

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.