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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAM icon
5726
PUT
Boston Beer
SAM
$1.96B
$122K ﹤0.01%
500
-100
-17% -$22.8K
TREC
5727
DELISTED
Trecora Resources
TREC
$122K ﹤0.01%
11,200
+1,200
+12% +$14.3K
CCG
5728
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$122K ﹤0.01%
14,032
-6,388
-31% -$56.9K
MILL
5729
PUT
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$122K ﹤0.01%
20,800
-200
-1% -$1.37K
WPZ
5730
PUT
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$122K ﹤0.01%
2,548
-11,676
-82% -$549K
ALK icon
5731
CALL
Alaska Air
ALK
$5.57B
$121K ﹤0.01%
2,600
-6,200
-70% -$257K
AVT icon
5732
PUT
Avnet
AVT
$7.25B
$121K ﹤0.01%
2,600
+200
+8% +$8.57K
BMO icon
5733
CALL
Bank of Montreal
BMO
$126B
$121K ﹤0.01%
1,800
-700
-28% -$45.5K
HRB icon
5734
CALL
H&R Block
HRB
$5.73B
$121K ﹤0.01%
4,000
+1,300
+48% +$39K
LPX icon
5735
CALL
Louisiana-Pacific
LPX
$5.18B
$121K ﹤0.01%
7,200
+400
+6% +$7.02K
TDTT icon
5736
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$121K ﹤0.01%
4,857
-233
-5% -$5.82K
VOD icon
5737
CALL
Vodafone
VOD
$36.7B
$121K ﹤0.01%
3,300
-1,019,196
-100% -$39.3M
VJET
5738
CALL
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$121K ﹤0.01%
960
-140
-13% -$24.5K
ACH
5739
DELISTED
Alum Corp of China Ltd
ACH
$121K ﹤0.01%
13,994
-2,763
-16% -$24.4K
NTK
5740
DELISTED
NORTEK INC COM NEW (DE)
NTK
$121K ﹤0.01%
1,474
+1,270
+623% +$95.9K
CP icon
5741
PUT
Canadian Pacific Kansas City
CP
$78.3B
$120K ﹤0.01%
4,000
-1,000
-20% -$30.4K
KEYW
5742
DELISTED
The KEYW Holding Corporation
KEYW
$120K ﹤0.01%
6,414
+4,249
+196% +$77.1K
AEGR
5743
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
$120K ﹤0.01%
2,600
-6,000
-70% -$352K
UNIS
5744
CALL
DELISTED
Unilife Corporation
UNIS
$120K ﹤0.01%
2,950
-90
-3% -$4.07K
HSA
5745
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$120K ﹤0.01%
17,690
+1,091
+7% +$7.37K
RESI
5746
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$120K ﹤0.01%
3,779
-20,979
-85% -$634K
DHIL
5747
DELISTED
Diamond Hill
DHIL
$119K ﹤0.01%
908
+608
+203% +$72.6K
FAZ
5748
DELISTED
Direxion Daily Financial Bear 3x ETF
FAZ
$119K ﹤0.01%
6,124
+2,296
+60% +$44.6K
DMC
5749
Del Monte Corp
DMC
$1.44B
$119K ﹤0.01%
4,326
-6,558
-60% -$177K
PEBO icon
5750
Peoples Bancorp
PEBO
$1.5B
$119K ﹤0.01%
4,812
-745
-13% -$17.4K
228 229
230
231 232

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.