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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
551
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$32.9M 0.03%
1,422,610
+1,305,010
+1,110% +$28.7M
AMZN icon
552
PUT
Amazon
AMZN
$2.5T
$32.8M 0.03%
1,644,000
-304,000
-16% -$5.47M
JCI icon
553
Johnson Controls International
JCI
$87.5B
$32.7M 0.03%
609,350
-169,826
-22% -$8.36M
DES icon
554
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$32.7M 0.03%
1,448,421
-254,760
-15% -$5.55M
RIO icon
555
Rio Tinto
RIO
$148B
$32.5M 0.03%
575,575
+36,113
+7% +$1.88M
BTT icon
556
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$32.5M 0.03%
1,896,529
+218,528
+13% +$3.78M
AMJ
557
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$32.4M 0.03%
698,714
-66,958
-9% -$3.02M
VFH icon
558
Vanguard Financials ETF
VFH
$13.3B
$32.2M 0.03%
724,973
+94,405
+15% +$4.05M
AGN
559
PUT
DELISTED
Allergan Inc
AGN
$32.1M 0.03%
288,754
+19,854
+7% +$1.9M
GPC icon
560
Genuine Parts
GPC
$17.1B
$32M 0.03%
385,263
+54,666
+17% +$4.42M
PRF icon
561
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$32M 0.03%
1,927,035
+486,530
+34% +$7.74M
MOS icon
562
The Mosaic Company
MOS
$7.09B
$32M 0.03%
676,043
-1,821,187
-73% -$84.5M
FLG
563
Flagstar Bank National Association
FLG
$5.77B
$31.9M 0.03%
631,765
+45,427
+8% +$2.2M
BXMT icon
564
Blackstone Mortgage Trust
BXMT
$2.82B
$31.9M 0.03%
1,176,655
+213,555
+22% +$5.47M
SCHW
565
Charles Schwab
SCHW
$177B
$31.9M 0.03%
1,225,140
-160,033
-12% -$3.82M
ALL icon
566
Allstate
ALL
$66.9B
$31.8M 0.03%
582,768
-56,050
-9% -$2.99M
MU icon
567
PUT
Micron Technology
MU
$1.04T
$31.8M 0.03%
1,459,900
+783,800
+116% +$15.2M
D icon
568
Dominion Energy
D
$62.5B
$31.7M 0.03%
490,731
-45,857
-9% -$2.95M
SLM icon
569
SLM Corp
SLM
$4.57B
$31.7M 0.03%
3,379,634
+237,897
+8% +$2.19M
MGK icon
570
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$31.7M 0.03%
2,183,730
-198,045
-8% -$2.73M
DGS icon
571
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$31.6M 0.03%
686,665
+37,247
+6% +$1.76M
COL
572
DELISTED
Rockwell Collins
COL
$31.6M 0.03%
427,823
+83,725
+24% +$5.95M
SINA
573
PUT
DELISTED
Sina Corp
SINA
$31.6M 0.03%
375,000
+184,600
+97% +$15.1M
KO icon
574
PUT
Coca-Cola
KO
$354B
$31.4M 0.03%
760,800
+31,400
+4% +$1.24M
EWY icon
575
iShares MSCI South Korea ETF
EWY
$21.7B
$31.4M 0.03%
485,597
+67,950
+16% +$4.31M
21 22
23
24 25

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.