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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
551
DELISTED
Raytheon Company
RTN
$28.8M 0.03%
373,786
-93,359
-20% -$6.93M
GG
552
DELISTED
Goldcorp Inc
GG
$28.7M 0.03%
1,105,146
-221,242
-17% -$6.11M
NFLX icon
553
CALL
Netflix
NFLX
$292B
$28.7M 0.03%
6,503,000
-1,239,000
-16% -$4.78M
SYK icon
554
Stryker
SYK
$127B
$28.7M 0.03%
424,164
+67,626
+19% +$4.67M
IWV icon
555
iShares Russell 3000 ETF
IWV
$19.5B
$28.6M 0.03%
282,803
+25,890
+10% +$2.59M
BEN icon
556
Franklin Resources
BEN
$16.9B
$28.6M 0.03%
565,329
+342,972
+154% +$16.6M
IJS icon
557
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$28.5M 0.03%
558,404
+49,662
+10% +$2.47M
DAL icon
558
Delta Air Lines
DAL
$55.9B
$28.4M 0.03%
1,202,413
+21,128
+2% +$440K
PSX icon
559
Phillips 66
PSX
$82.9B
$28.2M 0.03%
488,341
-37,267
-7% -$2.16M
VXF icon
560
Vanguard Extended Market ETF
VXF
$30.3B
$28.2M 0.03%
365,231
-943,504
-72% -$70.4M
CERN
561
DELISTED
Cerner Corp
CERN
$28M 0.03%
532,109
+177,249
+50% +$8.63M
SLM icon
562
SLM Corp
SLM
$4.58B
$28M 0.03%
3,141,737
+450,968
+17% +$3.94M
DISH
563
DELISTED
DISH Network Corp.
DISH
$27.9M 0.03%
620,631
+236,004
+61% +$10.6M
VALE icon
564
Vale
VALE
$62.9B
$27.8M 0.03%
1,779,346
-279,649
-14% -$4.14M
QCOM icon
565
PUT
Qualcomm
QCOM
$176B
$27.7M 0.03%
411,900
-210,400
-34% -$13.8M
KO icon
566
PUT
Coca-Cola
KO
$354B
$27.6M 0.03%
729,400
-30,700
-4% -$1.21M
ZTS icon
567
Zoetis
ZTS
$31.6B
$27.6M 0.03%
886,223
+401,377
+83% +$12.3M
WFC icon
568
PUT
Wells Fargo
WFC
$261B
$27.5M 0.03%
665,600
-238,100
-26% -$10.2M
REM icon
569
iShares Mortgage Real Estate ETF
REM
$542M
$27.4M 0.03%
571,734
-110,557
-16% -$5.39M
CTSH icon
570
Cognizant
CTSH
$21.5B
$27.4M 0.03%
666,784
+9,046
+1% +$336K
TXN icon
571
Texas Instruments
TXN
$255B
$27.4M 0.03%
678,983
+332,223
+96% +$12.9M
CSCO icon
572
CALL
Cisco
CSCO
$450B
$27.3M 0.03%
1,164,500
-1,742,000
-60% -$43.2M
VDE icon
573
Vanguard Energy ETF
VDE
$10.1B
$27.2M 0.03%
227,852
+6,724
+3% +$794K
VXX
574
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$27.1M 0.03%
28,858
+5,687
+25% +$5.7M
ADBE icon
575
Adobe
ADBE
$89.5B
$27.1M 0.03%
522,041
-48,085
-8% -$2.29M
21 22
23
24 25

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.