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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZ
5676
CALL
DELISTED
BOISE INC COM STK (DE)
BZ
$132K ﹤0.01%
10,500
-9,600
-48% -$91.7K
GFF icon
5677
Griffon
GFF
$3.95B
$131K ﹤0.01%
10,431
+6,608
+173% +$78.4K
JAKK icon
5678
CALL
Jakks Pacific
JAKK
$301M
$131K ﹤0.01%
+2,920
New +$189K
NLR icon
5679
VanEck Uranium + Nuclear Energy ETF
NLR
$3.82B
$131K ﹤0.01%
2,913
+2,451
+531% +$110K
NXJ
5680
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$131K ﹤0.01%
10,422
-2,382
-19% -$29.9K
SCHW
5681
PUT
Charles Schwab
SCHW
$183B
$131K ﹤0.01%
6,200
– –
TRIB
5682
Trinity Biotech
TRIB
$7.83M
$131K ﹤0.01%
40
-9
-18% -$26.3K
TWO
5683
CALL
Two Harbors Investment
TWO
$1.27B
$131K ﹤0.01%
1,688
-4,175
-71% -$328K
VTLE
5684
PUT
DELISTED
Vital Energy
VTLE
$131K ﹤0.01%
220
+20
+10% +$9.78K
BAC.WS.B
5685
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$131K ﹤0.01%
164,935
-114,660
-41% -$94.7K
CAA
5686
PUT
DELISTED
CalAtlantic Group, Inc.
CAA
$131K ﹤0.01%
3,320
-720
-18% -$28.5K
TAL
5687
PUT
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$131K ﹤0.01%
2,800
-100
-3% -$4.32K
FCTY
5688
DELISTED
1st Century Bancshares
FCTY
$131K ﹤0.01%
17,500
– –
SYA
5689
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$131K ﹤0.01%
7,378
+1,723
+30% +$30.7K
SHFL
5690
PUT
DELISTED
SHFL ENTMT INC
SHFL
$131K ﹤0.01%
+5,700
New +$126K
DSX icon
5691
CALL
Diana Shipping
DSX
$302M
$130K ﹤0.01%
15,448
-3,003
-16% -$23K
HSY icon
5692
PUT
Hershey
HSY
$35.2B
$130K ﹤0.01%
1,400
+200
+17% +$18.6K
ITUB icon
5693
CALL
Itaú Unibanco
ITUB
$93.2B
$130K ﹤0.01%
25,243
-565,233
-96% -$2.65M
LGND icon
5694
CALL
Ligand Pharmaceuticals
LGND
$5.76B
$130K ﹤0.01%
4,809
-802
-14% -$22.6K
TCBK icon
5695
TriCo Bancshares
TCBK
$1.84B
$130K ﹤0.01%
5,737
+679
+13% +$14.8K
CHS
5696
CALL
DELISTED
Chicos FAS, Inc.
CHS
$130K ﹤0.01%
7,800
-600
-7% -$9.89K
PACW
5697
DELISTED
PacWest Bancorp
PACW
$130K ﹤0.01%
3,780
-4,299
-53% -$146K
SYT
5698
CALL
DELISTED
Syngenta Ag
SYT
$130K ﹤0.01%
1,600
-700
-30% -$56.2K
APTV icon
5699
PUT
Aptiv
APTV
$12B
$129K ﹤0.01%
2,200
+400
+22% +$22.2K
BKN
5700
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$129K ﹤0.01%
9,369
+2,273
+32% +$31.3K
226 227
228
229 230

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.