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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERO
5626
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$138K ﹤0.01%
18,731
-11,805
-39% -$86.1K
CTRX
5627
PUT
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$138K ﹤0.01%
3,000
-12,300
-80% -$650K
ATVI
5628
PUT
DELISTED
Activision Blizzard
ATVI
$138K ﹤0.01%
8,300
-1,043,300
-99% -$17.3M
DORM icon
5629
Dorman Products
DORM
$3.98B
$137K ﹤0.01%
2,750
+1,950
+244% +$95.6K
TA
5630
DELISTED
TravelCenters of America LLC
TA
$137K ﹤0.01%
3,494
-15,955
-82% -$731K
IRL
5631
DELISTED
NEW IRELAND FUND INC
IRL
$137K ﹤0.01%
11,681
+7,882
+207% +$89.4K
MTOR
5632
CALL
DELISTED
MERITOR, Inc.
MTOR
$137K ﹤0.01%
17,400
+5,900
+51% +$45.6K
BREW
5633
CALL
DELISTED
Craft Brew Alliance, Inc.
BREW
$137K ﹤0.01%
+10,200
New +$110K
HQCL
5634
CALL
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$137K ﹤0.01%
3,070
+2,080
+210% +$68.6K
FCS
5635
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$137K ﹤0.01%
9,890
-17,777
-64% -$233K
CHDN icon
5636
Churchill Downs
CHDN
$5.88B
$136K ﹤0.01%
9,450
+822
+10% +$11.4K
FNB icon
5637
FNB Corp
FNB
$6.73B
$136K ﹤0.01%
11,177
-116,675
-91% -$1.46M
IRDM icon
5638
Iridium Communications
IRDM
$5.02B
$136K ﹤0.01%
19,678
+7,976
+68% +$59.7K
JEF icon
5639
CALL
Jefferies Financial Group
JEF
$12.6B
$136K ﹤0.01%
5,586
+3,575
+178% +$85.6K
MORT icon
5640
VanEck Mortgage REIT Income ETF
MORT
$360M
$136K ﹤0.01%
5,665
+1,510
+36% +$35.6K
PAC icon
5641
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$136K ﹤0.01%
2,654
+652
+33% +$34K
RBBN icon
5642
CALL
Ribbon Communications
RBBN
$377M
$136K ﹤0.01%
8,080
-6,160
-43% -$105K
SIMO icon
5643
CALL
Silicon Motion
SIMO
$8.6B
$136K ﹤0.01%
10,400
+8,000
+333% +$90.3K
XTL icon
5644
State Street SPDR S&P Telecom ETF
XTL
$567M
$136K ﹤0.01%
2,616
+2,457
+1,545% +$126K
ANH
5645
CALL
DELISTED
Anworth Mortgage Asset Corporation
ANH
$136K ﹤0.01%
28,100
+27,900
+13,950% +$134K
LVLT
5646
CALL
DELISTED
Level 3 Communications Inc
LVLT
$136K ﹤0.01%
5,100
-1,200
-19% -$27.7K
EXL
5647
DELISTED
EXCEL TRUST , INC COM STK
EXL
$136K ﹤0.01%
11,400
-10,812
-49% -$136K
COLB icon
5648
Columbia Banking Systems
COLB
$8.84B
$135K ﹤0.01%
5,435
+791
+17% +$19.4K
IPGP icon
5649
CALL
IPG Photonics
IPGP
$3.61B
$135K ﹤0.01%
2,400
+1,400
+140% +$81.9K
POWI icon
5650
CALL
Power Integrations
POWI
$3.38B
$135K ﹤0.01%
5,000
– –
224 225
226
227 228

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.